Compilation of Securities Laws Within the Jurisdiction of the Committee on Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934 ..., 4. sējumsU.S. Government Printing Office, 1995 - 657 lappuses |
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1.–5. rezultāts no 100.
. lappuse
... HOLDING COMPANY ACT OF 1935 TRUST INDENTURE ACT OF 1939 INVESTMENT COMPANY ACT OF 1940 INVESTMENT ADVISERS ACT OF 1940 SECURITIES INVESTOR PROTECTION ACT OF 1970 FEBRUARY 1995 Stanford Law Library GPO Depository Printed for the use of ...
... HOLDING COMPANY ACT OF 1935 TRUST INDENTURE ACT OF 1939 INVESTMENT COMPANY ACT OF 1940 INVESTMENT ADVISERS ACT OF 1940 SECURITIES INVESTOR PROTECTION ACT OF 1970 FEBRUARY 1995 Stanford Law Library GPO Depository Printed for the use of ...
. lappuse
... HOLDING COMPANY ACT OF 1935 TRUST INDENTURE ACT OF 1939 INVESTMENT COMPANY ACT OF 1940 INVESTMENT ADVISERS ACT OF 1940 SECURITIES INVESTOR PROTECTION ACT OF 1970 FEBRUARY 1995 Printed for the use of the House Committee on Commerce U.S. ...
... HOLDING COMPANY ACT OF 1935 TRUST INDENTURE ACT OF 1939 INVESTMENT COMPANY ACT OF 1940 INVESTMENT ADVISERS ACT OF 1940 SECURITIES INVESTOR PROTECTION ACT OF 1970 FEBRUARY 1995 Printed for the use of the House Committee on Commerce U.S. ...
. lappuse
... Holding Company Act of 1935 Trust Indenture. Securities Securities Public Ut ORHEAD , California Texas XLEY , Ohio RAKIS , Florida R , Colorado Texas STERT , Illinois Michigan S , Florida New York MOR , Ohio Wisconsin KS , Connecticut ...
... Holding Company Act of 1935 Trust Indenture. Securities Securities Public Ut ORHEAD , California Texas XLEY , Ohio RAKIS , Florida R , Colorado Texas STERT , Illinois Michigan S , Florida New York MOR , Ohio Wisconsin KS , Connecticut ...
. lappuse
... Holding Company Act of 1935 Trust Indenture Act of 1939 Investment Company Act of 1940 Investment Advisers Act of 1940 Securities Investor Protection Act of 1970 Temporary Reporting Provisions Market Reform Act of 1990 , Section 8 Penny ...
... Holding Company Act of 1935 Trust Indenture Act of 1939 Investment Company Act of 1940 Investment Advisers Act of 1940 Securities Investor Protection Act of 1970 Temporary Reporting Provisions Market Reform Act of 1990 , Section 8 Penny ...
9. lappuse
... business within or , if a corporation , incorporat doing business within , such State or Territory . ( 12 ) Any equity security issued in connection wi quisition by a holding company of a bank under sect the Bank Holding Company Act of ...
... business within or , if a corporation , incorporat doing business within , such State or Territory . ( 12 ) Any equity security issued in connection wi quisition by a holding company of a bank under sect the Bank Holding Company Act of ...
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action amount application appropriate regulatory agency assets authority bank Board broker or dealer broker or government business development company centum certificate clearing agency Commis Commission contract court curities debtor deemed determines director effect employee enforcement exempt face-amount certificate company Federal Reserve System filed foreign government securities broker government securities dealer holding company indenture securities investment adviser issuer istered jurisdiction limited partnership ment municipal securities dealer national securities exchange necessary or appropriate officer otherwise paragraph participant payment penalty penny stocks person associated proceeding protection of investors provisions public interest purchase purposes pursuant to section reasonable registered investment company registration statement regulations thereunder request respect rities rule or regulation rules and regulations secu Securities Act self-regulatory organization sion SIPC specified spect subparagraph subsection term thereof tion transaction transfer agent trustee underwriter unit investment trust United States Code unlawful violation