Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.5. rezultāts no 100.
2578. lappuse
... stock lending service and rigorous Fails control as described below . 3. Stock Lending Service An essentially compulsory form of stock lending service should be provided within the Broker Module . Acceptance of loans for making settle ...
... stock lending service and rigorous Fails control as described below . 3. Stock Lending Service An essentially compulsory form of stock lending service should be provided within the Broker Module . Acceptance of loans for making settle ...
2579. lappuse
... loans are to be permitted within the system , the book- keeping employed for ... stock lending system through encouraging participation by brokers with ... Stock loans incurred to avoid Fails must be tracked . Finally , cases of " True ...
... loans are to be permitted within the system , the book- keeping employed for ... stock lending system through encouraging participation by brokers with ... Stock loans incurred to avoid Fails must be tracked . Finally , cases of " True ...
2594. lappuse
... Loan Stock Loan and Fails Control Dividend , Proxy , etc. Distribution Programs Transfer and Delivery Programs Collateral Loans ; Stock Loans Fails Control Trial Transfer and Delivery Programs Trial Custodian Bookkeeping CURRENT CCS ...
... Loan Stock Loan and Fails Control Dividend , Proxy , etc. Distribution Programs Transfer and Delivery Programs Collateral Loans ; Stock Loans Fails Control Trial Transfer and Delivery Programs Trial Custodian Bookkeeping CURRENT CCS ...
2607. lappuse
... securities industry . Stock Loans In the model , brokers will always attempt to borrow stock to cover short sales or segregation requirements if they do not have sufficient inventory for these needs . In the benchmark case , stock loans ...
... securities industry . Stock Loans In the model , brokers will always attempt to borrow stock to cover short sales or segregation requirements if they do not have sufficient inventory for these needs . In the benchmark case , stock loans ...
2610. lappuse
... stocks , and that institutional and cash customers ' holdings outside the depository remained the same . Specifications for this case include mandatory stock loans to cover broker - to- broker fails , first priority for delivery to ...
... stocks , and that institutional and cash customers ' holdings outside the depository remained the same . Specifications for this case include mandatory stock loans to cover broker - to- broker fails , first priority for delivery to ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange