Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 88.
2387. lappuse
... settlement of trades . Costs for brokerage operations will be effectively ... settled locally . There would be no need for a specific clearing and settlement ... day about the need for a greater sharing of resources and facilities . In ...
... settlement of trades . Costs for brokerage operations will be effectively ... settled locally . There would be no need for a specific clearing and settlement ... day about the need for a greater sharing of resources and facilities . In ...
2424. lappuse
... settlement day , about 45 % of the buys on the American exchange were clearing on settlement day , and about 20 % of the buys in the over - the - counter market cleared on settlement day . It took about 27 calendar days for 99 % of buys ...
... settlement day , about 45 % of the buys on the American exchange were clearing on settlement day , and about 20 % of the buys in the over - the - counter market cleared on settlement day . It took about 27 calendar days for 99 % of buys ...
2425. lappuse
... day " in the United States was moved in 1946 from the second business day ... settle- ment of a buy as well as the actual time required for the buy to be ... settlement . Both the buying broker / dealer and the broker / dealer making ...
... day " in the United States was moved in 1946 from the second business day ... settle- ment of a buy as well as the actual time required for the buy to be ... settlement . Both the buying broker / dealer and the broker / dealer making ...
2426. lappuse
... settlement , measured in either dollars or shares , has no influence on the time required for settlement . The level of recent trading volume on the exchanges immediate- ly prior to trade date has no observable influence on the time ...
... settlement , measured in either dollars or shares , has no influence on the time required for settlement . The level of recent trading volume on the exchanges immediate- ly prior to trade date has no observable influence on the time ...
2427. lappuse
... settlement day , these latent causes of fails may appear . In our judgment they are ... the geographic distance over which settlement must be made . influences which reduce the pool of certificates from which deliveries can be made . In ...
... settlement day , these latent causes of fails may appear . In our judgment they are ... the geographic distance over which settlement must be made . influences which reduce the pool of certificates from which deliveries can be made . In ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange