Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
2363. lappuse
... Securities and Exchange Commission .. Macklin , Gordon S. , President , National Association of Securities Dealers , Inc. , accompanied by Lloyd J. Derrickson , Vice President and General Counsel Maller , Robert R. , Senior Vice ...
... Securities and Exchange Commission .. Macklin , Gordon S. , President , National Association of Securities Dealers , Inc. , accompanied by Lloyd J. Derrickson , Vice President and General Counsel Maller , Robert R. , Senior Vice ...
2364. lappuse
... Securities and Exchange Commission , with extracts . 1713 Sporkin , Stanley . 1539 Weinberg , Eli ... . 1542 Additional material submitted for the record by- American Stock Exchange : List of all members and top staff , including their ...
... Securities and Exchange Commission , with extracts . 1713 Sporkin , Stanley . 1539 Weinberg , Eli ... . 1542 Additional material submitted for the record by- American Stock Exchange : List of all members and top staff , including their ...
2365. lappuse
... securities industry- O'Connor , Bernard , article entitled " Optical Speed Reading " . Peat , Marwick , Mitchell & Co .: Letter dated June 21 , 1971 , re material submitted pertaining to various proposals for dealing with security ...
... securities industry- O'Connor , Bernard , article entitled " Optical Speed Reading " . Peat , Marwick , Mitchell & Co .: Letter dated June 21 , 1971 , re material submitted pertaining to various proposals for dealing with security ...
2366. lappuse
... Securities Depository ( Central Certificate Service ) .___ 1908 T. Memorandum of Understanding on a Comprehensive Securities De- pository System . 1922 U. Chronology of the New York Stock Exchange , Stock Clearing Corpo- ration__ . 1929 ...
... Securities Depository ( Central Certificate Service ) .___ 1908 T. Memorandum of Understanding on a Comprehensive Securities De- pository System . 1922 U. Chronology of the New York Stock Exchange , Stock Clearing Corpo- ration__ . 1929 ...
2367. lappuse
... SECURITIES INDUSTRY APPENDIXES APPENDIX DD SEMINAR IS THE STOCK CERTIFICATE NECESSARY ? Official Transcript November 18 , 1970 Sheraton Boston Hotel Lybrand , Ross Bros. & Montgomery ( 2367 ) Dean P. Fowler ATTENDEES ( Continued ) State ...
... SECURITIES INDUSTRY APPENDIXES APPENDIX DD SEMINAR IS THE STOCK CERTIFICATE NECESSARY ? Official Transcript November 18 , 1970 Sheraton Boston Hotel Lybrand , Ross Bros. & Montgomery ( 2367 ) Dean P. Fowler ATTENDEES ( Continued ) State ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange