Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 31.
2384. lappuse
... representing the ten clearing house banks in New York and the New York and Amex Stock Exchanges , NASD , and representatives of financial communities around the country . The establishment of this committee , which can serve as a ...
... representing the ten clearing house banks in New York and the New York and Amex Stock Exchanges , NASD , and representatives of financial communities around the country . The establishment of this committee , which can serve as a ...
2391. lappuse
... represented primarily by accounts making $ 50 to $ 100 payments . One can assume , I think Putnam's experience would also confirm this , that taken as a whole , each of the 7-1 / 2 million special services shareholders make one ...
... represented primarily by accounts making $ 50 to $ 100 payments . One can assume , I think Putnam's experience would also confirm this , that taken as a whole , each of the 7-1 / 2 million special services shareholders make one ...
2429. lappuse
... representing both the trading system and the clearing system is presented as Figure 1. In that diagram , the seller describes his intent to sell to the selling broker who transmits the order to the selling trader . A trade is made ...
... representing both the trading system and the clearing system is presented as Figure 1. In that diagram , the seller describes his intent to sell to the selling broker who transmits the order to the selling trader . A trade is made ...
2435. lappuse
... represented by the fails in over - the - counter transactions . In an attempt to reduce fails , the clearing houses for the American and New York Exchanges undertook fails clearing procedures in 1968. The National Over - the - Counter ...
... represented by the fails in over - the - counter transactions . In an attempt to reduce fails , the clearing houses for the American and New York Exchanges undertook fails clearing procedures in 1968. The National Over - the - Counter ...
2441. lappuse
... represents paths A , C , D , and E in Figure 1. A trade has been cleared when the buying and selling brokers have exchanged stock certificates and money . DIRECT CLEARING The selling broker and the buying broker are known to each other ...
... represents paths A , C , D , and E in Figure 1. A trade has been cleared when the buying and selling brokers have exchanged stock certificates and money . DIRECT CLEARING The selling broker and the buying broker are known to each other ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange