Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 77.
2364. lappuse
... record by- American Stock Exchange : List of all members and top staff , including their places of residence and business addresses . 1496 Banking and Securities Industry Committee ( BASIC ) : List of all members and top staff ...
... record by- American Stock Exchange : List of all members and top staff , including their places of residence and business addresses . 1496 Banking and Securities Industry Committee ( BASIC ) : List of all members and top staff ...
2365. lappuse
... record by - Continued Nicholson , Clayton M. , Vice President of the Stock Transfer Associa- tion , Inc .: Letter dated November 19 , 1971 , explaining action taken by his organization in the problems of the securities industry- O ...
... record by - Continued Nicholson , Clayton M. , Vice President of the Stock Transfer Associa- tion , Inc .: Letter dated November 19 , 1971 , explaining action taken by his organization in the problems of the securities industry- O ...
2375. lappuse
... records quickly . certificate was used , you might say , as a token as in a poker game , becoming the unit of business . You handed this back and forth , and then when you felt like getting it transferred , you saw the man on the high ...
... records quickly . certificate was used , you might say , as a token as in a poker game , becoming the unit of business . You handed this back and forth , and then when you felt like getting it transferred , you saw the man on the high ...
2376. lappuse
... record or any change in his account , will issue an advice , just like a deposit ticket when you put cash in the ... record of a certificate movement requires a clerk to enter information in the record describing the movement and the ...
... record or any change in his account , will issue an advice , just like a deposit ticket when you put cash in the ... record of a certificate movement requires a clerk to enter information in the record describing the movement and the ...
2377. lappuse
... records of the shareholder without a certificate would seemingly be a general intangible under Article 9 of the Code . If anyone is going to borrow on a general intangible , the transaction must be recorded with the Secretary of State ...
... records of the shareholder without a certificate would seemingly be a general intangible under Article 9 of the Code . If anyone is going to borrow on a general intangible , the transaction must be recorded with the Secretary of State ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange