Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 72.
2365. lappuse
... procedures by all NASD members for both O - T - C and listed stocks , with attachment -‒‒‒‒ Material relating to the incorporation of the New York Stock Exchange Reply to letter of October 4 , 1971 , to Hon . John E. Moss , with ...
... procedures by all NASD members for both O - T - C and listed stocks , with attachment -‒‒‒‒ Material relating to the incorporation of the New York Stock Exchange Reply to letter of October 4 , 1971 , to Hon . John E. Moss , with ...
2366. lappuse
... Procedures__ : 1960 X. OCR Equipment for Reading Stock Certificates ( Report to BASIC- July 1970 ) , with charts , tables , and exhibits_ 1971 Y. Letter from Chairman Casey of SEC to Mr. Moss regarding fails , with charts , tables , and ...
... Procedures__ : 1960 X. OCR Equipment for Reading Stock Certificates ( Report to BASIC- July 1970 ) , with charts , tables , and exhibits_ 1971 Y. Letter from Chairman Casey of SEC to Mr. Moss regarding fails , with charts , tables , and ...
2375. lappuse
... procedure , we have to have records . have to pay dividends , hold meetings , get proxies and so forth . So let's just decide that we will forget the certificate and we will have a set of books , which is actually the set of books that ...
... procedure , we have to have records . have to pay dividends , hold meetings , get proxies and so forth . So let's just decide that we will forget the certificate and we will have a set of books , which is actually the set of books that ...
2376. lappuse
... procedure . By the time the certificate has been used in a succession of deals , it has become a veritable Marco Polo , and has been recorded , stamped and stapled again and again and again . In contrast , the transfer order is like the ...
... procedure . By the time the certificate has been used in a succession of deals , it has become a veritable Marco Polo , and has been recorded , stamped and stapled again and again and again . In contrast , the transfer order is like the ...
2379. lappuse
... procedure as we do today . The shareholder's bank or broker who signs the guarantee would be responsible for identity . We would need a section on finality of transfers , probably to the effect that when a transfer has been made and the ...
... procedure as we do today . The shareholder's bank or broker who signs the guarantee would be responsible for identity . We would need a section on finality of transfers , probably to the effect that when a transfer has been made and the ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange