Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
2366. lappuse
... Problem , with charts and exhibits___ 2039 AA . Securities Industry Overview Study . 2055 BB . Paper Crisis in the Securities Industry : Causes and Cures . CC . The Role of Banking in Elimination of the Stock Certificate . DD . Seminar ...
... Problem , with charts and exhibits___ 2039 AA . Securities Industry Overview Study . 2055 BB . Paper Crisis in the Securities Industry : Causes and Cures . CC . The Role of Banking in Elimination of the Stock Certificate . DD . Seminar ...
2373. lappuse
... problems . We couldn't have had a nicer advertisement for the purpose of this sesstion . And I hope this session is ... problem of the certificate , and the general improvement in operations that will result . But that just won't happen ...
... problems . We couldn't have had a nicer advertisement for the purpose of this sesstion . And I hope this session is ... problem of the certificate , and the general improvement in operations that will result . But that just won't happen ...
2374. lappuse
... problem from practically all angles . He has been active in mutual fund work , insurance company work , bank work . He has seen it from all sides and is very well suited to moderate this sort of session . MR . WHALEN Thank you , Rod . I ...
... problem from practically all angles . He has been active in mutual fund work , insurance company work , bank work . He has seen it from all sides and is very well suited to moderate this sort of session . MR . WHALEN Thank you , Rod . I ...
2375. lappuse
... problem not as an academic , but rather from long years of experience served with the Northern Trust Company in Chicago as Vice - President in charge of the Corporate Trust and Stock Transfer Departments . He is now professor of law at ...
... problem not as an academic , but rather from long years of experience served with the Northern Trust Company in Chicago as Vice - President in charge of the Corporate Trust and Stock Transfer Departments . He is now professor of law at ...
2378. lappuse
... problem of the two confrontations ; first , the delivery to the purchaser against payment , and second , the confrontation when the purchaser presents his certificate to the transfer agent , who may or may not give recognition to the ...
... problem of the two confrontations ; first , the delivery to the purchaser against payment , and second , the confrontation when the purchaser presents his certificate to the transfer agent , who may or may not give recognition to the ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange