Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
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1.–5. rezultāts no 100.
2393. lappuse
... institution . The lending institution forwards the assignment form to the transfer agent , where an escrow restriction is placed on the account . The escrow restriction is only removed upon a release from the lending institution . 67 ...
... institution . The lending institution forwards the assignment form to the transfer agent , where an escrow restriction is placed on the account . The escrow restriction is only removed upon a release from the lending institution . 67 ...
2400. lappuse
... institution . By allowing each transfer agent to be the depository , just like a demand deposit in a bank , you decentralize the concentration of the capital bookkeeping structure of the United States . For large institutional ...
... institution . By allowing each transfer agent to be the depository , just like a demand deposit in a bank , you decentralize the concentration of the capital bookkeeping structure of the United States . For large institutional ...
2401. lappuse
... institution would then forward that assignment to the transfer agent who would return it to the lending institution . The transfer agent would take respon- sibility as they do now for a stop payment on those shares until a release is ...
... institution would then forward that assignment to the transfer agent who would return it to the lending institution . The transfer agent would take respon- sibility as they do now for a stop payment on those shares until a release is ...
2406. lappuse
... institutions . THE FLOOR Couldn't you accept the voice print or some other kind of print from a broker same as the signature guarantee , electronic guarantee rather than a paper guarantee ? MR . WEINBERG I would like to respond to that ...
... institutions . THE FLOOR Couldn't you accept the voice print or some other kind of print from a broker same as the signature guarantee , electronic guarantee rather than a paper guarantee ? MR . WEINBERG I would like to respond to that ...
2562. lappuse
... institutional customers and a centralized infor- mation and control unit . - The overall securities handling system can be organized best in terms of three components or modules : - - - A Broker component that services the brokerage in ...
... institutional customers and a centralized infor- mation and control unit . - The overall securities handling system can be organized best in terms of three components or modules : - - - A Broker component that services the brokerage in ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange