Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 76.
2379. lappuse
... effect that when a transfer has been made and the transferee has changed his position , the trans- fer agent would not be able to rescind . There should be a provision for certification by the transfer agent , just as you can get a ...
... effect that when a transfer has been made and the transferee has changed his position , the trans- fer agent would not be able to rescind . There should be a provision for certification by the transfer agent , just as you can get a ...
2381. lappuse
... effect , reinventing the wheel time and again . We felt there was a need to avoid this duplication ; there was a need for firms to work together and come up with common solutions . We tried in our own way to bring firms together 2381.
... effect , reinventing the wheel time and again . We felt there was a need to avoid this duplication ; there was a need for firms to work together and come up with common solutions . We tried in our own way to bring firms together 2381.
2386. lappuse
... effect the money settlements now handled by the Stock Exchange . Transfers of funds would take place through local banks in each city . Stockholder records maintained by transfer agents for listed corporations would be kept by local ...
... effect the money settlements now handled by the Stock Exchange . Transfers of funds would take place through local banks in each city . Stockholder records maintained by transfer agents for listed corporations would be kept by local ...
2387. lappuse
... effect on brokers would be even more significant . Local brokers would be much more competitive vis - a - vis the ... effect , would be a communications hub and , in effect , would have the right of¦ first refusal on all local orders ...
... effect on brokers would be even more significant . Local brokers would be much more competitive vis - a - vis the ... effect , would be a communications hub and , in effect , would have the right of¦ first refusal on all local orders ...
2395. lappuse
... effects of the Certificateless Society in the banking industry , I reviewed the various areas where a stock certificate is used in banks and found that the use of the stock certificate involves almost every major function : the Loan ...
... effects of the Certificateless Society in the banking industry , I reviewed the various areas where a stock certificate is used in banks and found that the use of the stock certificate involves almost every major function : the Loan ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange