Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 61.
2382. lappuse
... develop guidelines or ideas of what could be done to improve the operations problem . Independent Study We at Lybrand felt we should sponsor such a study , but decided it would probably best be done by somebody outside of the firm . We ...
... develop guidelines or ideas of what could be done to improve the operations problem . Independent Study We at Lybrand felt we should sponsor such a study , but decided it would probably best be done by somebody outside of the firm . We ...
2384. lappuse
... as a coordinating body to develop and implement changes , is the most significant and the most positive step we have seen towards improving the financial community's problems . BASIC at the present time is really a temporary group 2384.
... as a coordinating body to develop and implement changes , is the most significant and the most positive step we have seen towards improving the financial community's problems . BASIC at the present time is really a temporary group 2384.
2390. lappuse
... developed , and all of these special services would have been impossible if the certificate had been required on every transaction . Accumulation plans : This is an arrangement whereby an investor , after making a modest initial ...
... developed , and all of these special services would have been impossible if the certificate had been required on every transaction . Accumulation plans : This is an arrangement whereby an investor , after making a modest initial ...
2433. lappuse
... developed in industry practice . It can be described as follows . 3 . A failure in stock clearing occurs when the stock specified in the terms of a compared trade is not delivered on the fifth day of business following the trade date ...
... developed in industry practice . It can be described as follows . 3 . A failure in stock clearing occurs when the stock specified in the terms of a compared trade is not delivered on the fifth day of business following the trade date ...
2448. lappuse
... develop the data in Table 4. It is appropriately viewed as a very rough approxi- mation of intra- and inter - regional trading in over - the - counter securities . It shows that approximately 1/3 of all OTC trading is done within the ...
... develop the data in Table 4. It is appropriately viewed as a very rough approxi- mation of intra- and inter - regional trading in over - the - counter securities . It shows that approximately 1/3 of all OTC trading is done within the ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange