Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
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1.–5. rezultāts no 46.
2406. lappuse
... described are the result of trying to respond to some specific criticisms , to demonstrate that the concept is feasible . In doing that , we have postulated several different approaches to the problem . Gene , I think , has done a good ...
... described are the result of trying to respond to some specific criticisms , to demonstrate that the concept is feasible . In doing that , we have postulated several different approaches to the problem . Gene , I think , has done a good ...
2426. lappuse
... described above that most guessed causes of slow clearing simply did not con- tribute to a further slowing of the system . Transfer agent promptness in transferring title appears to have no influence on the time required to clear a ...
... described above that most guessed causes of slow clearing simply did not con- tribute to a further slowing of the system . Transfer agent promptness in transferring title appears to have no influence on the time required to clear a ...
2433. lappuse
... described as follows . 3 . A failure in stock clearing occurs when the stock specified in the terms of a compared trade is not delivered on the fifth day of business following the trade date . This definition of a fail excludes all ...
... described as follows . 3 . A failure in stock clearing occurs when the stock specified in the terms of a compared trade is not delivered on the fifth day of business following the trade date . This definition of a fail excludes all ...
2441. lappuse
... described is called direct clearing . CLEARING THROUGH A CLEARING HOUSE Since a broker / dealer may make a number of trades in a given security in one day , it often happens that he has sold nearly the same number of shares of a ...
... described is called direct clearing . CLEARING THROUGH A CLEARING HOUSE Since a broker / dealer may make a number of trades in a given security in one day , it often happens that he has sold nearly the same number of shares of a ...
2446. lappuse
... described diagrammatically in Fire 5 . This picture becomes even more complex if banks are involved in the trasfer of certificates between two offices of the selling broker and then involved gain in the transfer of certificates between ...
... described diagrammatically in Fire 5 . This picture becomes even more complex if banks are involved in the trasfer of certificates between two offices of the selling broker and then involved gain in the transfer of certificates between ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange