Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.5. rezultāts no 100.
2431. lappuse
... deliver a certificate to the buying broker which has been given to him by the seller or which he delivers from his own account or borrows to make the delivery . Other variations in stock clearing may have the certificate and ...
... deliver a certificate to the buying broker which has been given to him by the seller or which he delivers from his own account or borrows to make the delivery . Other variations in stock clearing may have the certificate and ...
2432. lappuse
... delivered to the buyer . Buyer concern about late arrival of certificates , however , is an important force in focusing ... delivery of the stock certificates by the buyer and the demand for payment by the seller which define the ...
... delivered to the buyer . Buyer concern about late arrival of certificates , however , is an important force in focusing ... delivery of the stock certificates by the buyer and the demand for payment by the seller which define the ...
2445. lappuse
... delivery to be made to the buying broker . In those circumstances the selling broker will borrow certificates , such as from his own account , and deliver them to the buying broker . If the transfer agent uses an appreciable amount of ...
... delivery to be made to the buying broker . In those circumstances the selling broker will borrow certificates , such as from his own account , and deliver them to the buying broker . If the transfer agent uses an appreciable amount of ...
2453. lappuse
... delivery , or even " not knowing " the trade . We were told that fails of this kind may be accepted a day or two later even when the delivery is submitted exactly as it was submitted the first time . If the high price of money . and ...
... delivery , or even " not knowing " the trade . We were told that fails of this kind may be accepted a day or two later even when the delivery is submitted exactly as it was submitted the first time . If the high price of money . and ...
2569. lappuse
... delivery can be conducted through a system of computer- based bookkeeping entries . Employing this approach it becomes practical to acquire centralized records in a form that can be made widely available to the various participants ...
... delivery can be conducted through a system of computer- based bookkeeping entries . Employing this approach it becomes practical to acquire centralized records in a form that can be made widely available to the various participants ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange