Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
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1.–5. rezultāts no 100.
2393. lappuse
... deliver it to the lending institution . The lending institution forwards the assignment form to the transfer agent , where an escrow restriction is placed on the account . The escrow restriction is only removed upon a release from the ...
... deliver it to the lending institution . The lending institution forwards the assignment form to the transfer agent , where an escrow restriction is placed on the account . The escrow restriction is only removed upon a release from the ...
2409. lappuse
... deliver , you designate on the instructions which lots you are selling , the bank doesn't have to go and try to find the specific certifications for those lots , but it signs a statement on the instructions that it " delivered " on ...
... deliver , you designate on the instructions which lots you are selling , the bank doesn't have to go and try to find the specific certifications for those lots , but it signs a statement on the instructions that it " delivered " on ...
2415. lappuse
... deliver and fails - to - receive in stock clearing , and the development of guidelines by which to assess the likely useful- ness of proposed remedies , are reported here . Our work with the National Association of Securities Dealers ...
... deliver and fails - to - receive in stock clearing , and the development of guidelines by which to assess the likely useful- ness of proposed remedies , are reported here . Our work with the National Association of Securities Dealers ...
2429. lappuse
... delivering the new certificate to his customer . This stock clearing system has an associated system which is the ... delivers the stock certificate to the buying broker . The stock certificate may go to the transfer agent , a step which ...
... delivering the new certificate to his customer . This stock clearing system has an associated system which is the ... delivers the stock certificate to the buying broker . The stock certificate may go to the transfer agent , a step which ...
2431. lappuse
... deliver a certificate to the buying broker which has been given to him by the seller or which he delivers from his own account or borrows to make the delivery . Other variations in stock clearing may have the certificate and ...
... deliver a certificate to the buying broker which has been given to him by the seller or which he delivers from his own account or borrows to make the delivery . Other variations in stock clearing may have the certificate and ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange