Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 99.
2376. lappuse
... customer who is buying puts in the order , the broker executes it , and he gets a check from his customer . He doesn't keep that check , fondle it and try to use it to pay some other transaction . He sends it into the bank and he gets ...
... customer who is buying puts in the order , the broker executes it , and he gets a check from his customer . He doesn't keep that check , fondle it and try to use it to pay some other transaction . He sends it into the bank and he gets ...
2399. lappuse
... customers that savings ' statements had the same legitimacy as a passbook . issue memo books to those depositors that insisted upon a piece of paper , but specifically stated that the memo book was not an official record of the bank and ...
... customers that savings ' statements had the same legitimacy as a passbook . issue memo books to those depositors that insisted upon a piece of paper , but specifically stated that the memo book was not an official record of the bank and ...
2429. lappuse
... customer is responsible for securing the stock certificate from his customer . The broker / dealer who bought the stock for his customer is responsible for delivering the new certificate to his customer . This stock clearing system has ...
... customer is responsible for securing the stock certificate from his customer . The broker / dealer who bought the stock for his customer is responsible for delivering the new certificate to his customer . This stock clearing system has ...
2562. lappuse
... customers - particularly institutional customers and a centralized infor- mation and control unit . - The overall securities handling system can be organized best in terms of three components or modules : - - - A Broker component that ...
... customers - particularly institutional customers and a centralized infor- mation and control unit . - The overall securities handling system can be organized best in terms of three components or modules : - - - A Broker component that ...
2566. lappuse
... customers impose requirements on the industry that cannot be met within the context of existing systems . Even if we ... Customer Deliveries The first two of the above are the underlying sources of industry difficulties , while the last ...
... customers impose requirements on the industry that cannot be met within the context of existing systems . Even if we ... Customer Deliveries The first two of the above are the underlying sources of industry difficulties , while the last ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange