Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
2376. lappuse
... cash in the bank . Now this , you see , almost equates the activity of the broker for the seller with the broker for the buyer . Today someone calls up and says , " I want to sell 100 shares . " His broker puts the order into the market ...
... cash in the bank . Now this , you see , almost equates the activity of the broker for the seller with the broker for the buyer . Today someone calls up and says , " I want to sell 100 shares . " His broker puts the order into the market ...
2390. lappuse
... cash , capital gains were accepted in cash or in certificates , with the fractional shares being paid in cash . The basic idea of a mutual fund is to bring together the investable funds of many people with similar needs and purposes and ...
... cash , capital gains were accepted in cash or in certificates , with the fractional shares being paid in cash . The basic idea of a mutual fund is to bring together the investable funds of many people with similar needs and purposes and ...
2568. lappuse
... cash float . As institutions become a larger factor in the market , this problem will become more severe . Delivery DK's add to the times involved , and further increase the float . The full costs involved in deliveries are not known ...
... cash float . As institutions become a larger factor in the market , this problem will become more severe . Delivery DK's add to the times involved , and further increase the float . The full costs involved in deliveries are not known ...
2571. lappuse
... cash for payments involved in the securities movements . Provide an interface with systems developed to ser- vice other securities markets . Manage relationships between the Securities Handling System and the outside world , including ...
... cash for payments involved in the securities movements . Provide an interface with systems developed to ser- vice other securities markets . Manage relationships between the Securities Handling System and the outside world , including ...
2594. lappuse
... Programs Transfer and Delivery Programs Collateral Loans ; Stock Loans Fails Control Trial Transfer and Delivery Programs Trial Custodian Bookkeeping CURRENT CCS FIGURE 2 Cash Customers Annual Cost of Fails ( $ millions ) 34 2594.
... Programs Transfer and Delivery Programs Collateral Loans ; Stock Loans Fails Control Trial Transfer and Delivery Programs Trial Custodian Bookkeeping CURRENT CCS FIGURE 2 Cash Customers Annual Cost of Fails ( $ millions ) 34 2594.
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange