Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 99.
2379. lappuse
... buy that , and we have got lots of Delaware corporations operating on the basis that you have to go to the corporate books . It seems to work all right , so the Delaware procedure would simply have to be extended to all jurisdictions ...
... buy that , and we have got lots of Delaware corporations operating on the basis that you have to go to the corporate books . It seems to work all right , so the Delaware procedure would simply have to be extended to all jurisdictions ...
2394. lappuse
... buy them back is different from a supply and demand transaction inherent in a corporate security . And yet I believe another lesson can be learned from the mutual fund industry which directly pertains to a corporate security , and this ...
... buy them back is different from a supply and demand transaction inherent in a corporate security . And yet I believe another lesson can be learned from the mutual fund industry which directly pertains to a corporate security , and this ...
2400. lappuse
... buy and sell instruc- tions forwarded to the transfer agent by the buying broker . transfer agent would then input the transaction to a computer and statements sent to the new buyer through his broker and to the seller for audit ...
... buy and sell instruc- tions forwarded to the transfer agent by the buying broker . transfer agent would then input the transaction to a computer and statements sent to the new buyer through his broker and to the seller for audit ...
2404. lappuse
... buy and sell stock and has to have a record of it , then I feel if you get him to pay for it directly through service charges , you are going to gain a lot of support and you bankers can go ahead with this thing in five years . MR ...
... buy and sell stock and has to have a record of it , then I feel if you get him to pay for it directly through service charges , you are going to gain a lot of support and you bankers can go ahead with this thing in five years . MR ...
2408. lappuse
... buy and sell at different times , grain or something like that . What do you do then ? Well , I guess you keep books . I don't know what else you can do . MR . WEINBERG There are probably some lawyers or accountants 2408.
... buy and sell at different times , grain or something like that . What do you do then ? Well , I guess you keep books . I don't know what else you can do . MR . WEINBERG There are probably some lawyers or accountants 2408.
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange