Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
2376. lappuse
... broker for the seller with the broker for the buyer . Today someone calls up and says , " I want to sell 100 shares . " His broker puts the order into the market , he waits for the seller's certificate to come in , and he then comingles ...
... broker for the seller with the broker for the buyer . Today someone calls up and says , " I want to sell 100 shares . " His broker puts the order into the market , he waits for the seller's certificate to come in , and he then comingles ...
2407. lappuse
... broker and bank ? Wouldn't this simplify the solution ? PROFESSOR JOLLS Could I comment on that ? I had in mind the possibility that when a man first opens his brokerage account , he would get from his broker checks , transfer orders ...
... broker and bank ? Wouldn't this simplify the solution ? PROFESSOR JOLLS Could I comment on that ? I had in mind the possibility that when a man first opens his brokerage account , he would get from his broker checks , transfer orders ...
2409. lappuse
... broker , that broker would transfer to the other broker , and the broker would transfer to his seller where the specialist on the floor of the Exchange would come in . PROFESSOR JOLLS He wouldn't be involved in that because he isn't ...
... broker , that broker would transfer to the other broker , and the broker would transfer to his seller where the specialist on the floor of the Exchange would come in . PROFESSOR JOLLS He wouldn't be involved in that because he isn't ...
2425. lappuse
... broker's and the buying broker's records of the trade do not compare perfectly - were included in the definition of a fail and in the survey data . The meaning of the current performance of the stock clearing systems can be understood ...
... broker's and the buying broker's records of the trade do not compare perfectly - were included in the definition of a fail and in the survey data . The meaning of the current performance of the stock clearing systems can be understood ...
2429. lappuse
... broker / dealer who made the sale for his customer is responsible for securing the stock certificate from his customer . The broker / dealer who bought the stock for his customer is responsible for delivering the new certificate to his ...
... broker / dealer who made the sale for his customer is responsible for securing the stock certificate from his customer . The broker / dealer who bought the stock for his customer is responsible for delivering the new certificate to his ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange