Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 71.
2415. lappuse
... analysis . Valuable support in finding information and coordinating its collection was given by staff at the National Association of Securities Dealers , Inc. , particu- larly Lee C. Monett and Edward R. Gilleran . The usefulness of our ...
... analysis . Valuable support in finding information and coordinating its collection was given by staff at the National Association of Securities Dealers , Inc. , particu- larly Lee C. Monett and Edward R. Gilleran . The usefulness of our ...
2418. lappuse
... ANALYSIS OF THE DATA V. THE CAUSES OF FAILS REVIEW OF GENERAL FINDINGS REVIEW OF SPECIFIC FINDINGS REVIEW OF EFFECTS OF STOCK CLEARING HOUSE USE OF FINDINGS ABOUT CAUSES OF FAILS VI . IMPLICATIONS FOR FUTURE CLEARING 32 43 45 47 51 2 2 ...
... ANALYSIS OF THE DATA V. THE CAUSES OF FAILS REVIEW OF GENERAL FINDINGS REVIEW OF SPECIFIC FINDINGS REVIEW OF EFFECTS OF STOCK CLEARING HOUSE USE OF FINDINGS ABOUT CAUSES OF FAILS VI . IMPLICATIONS FOR FUTURE CLEARING 32 43 45 47 51 2 2 ...
2419. lappuse
... II ix List of tables in Volumes I and II xi APPENDIX C : THE ANALYSIS OF MULTIPLE CAUSES OF FAILS 85 APPENDIX D : ESTIMATING THE SIZE OF THE FAILS PROBLEM 121 LIST OF FIGURES - VOLUME I Figure No. Page 1 vii 2419 III.
... II ix List of tables in Volumes I and II xi APPENDIX C : THE ANALYSIS OF MULTIPLE CAUSES OF FAILS 85 APPENDIX D : ESTIMATING THE SIZE OF THE FAILS PROBLEM 121 LIST OF FIGURES - VOLUME I Figure No. Page 1 vii 2419 III.
2460. lappuse
... analysis we carried the following information : 5 buyer - settler in same town or not 6 buyer - settler distance 10 buyer - nearest transfer agent in same town or not 11 buyer - nearest transfer agent distance . These variables must be ...
... analysis we carried the following information : 5 buyer - settler in same town or not 6 buyer - settler distance 10 buyer - nearest transfer agent in same town or not 11 buyer - nearest transfer agent distance . These variables must be ...
2461. lappuse
... analysis . We noted whether stock splits , tender offers , new issues , or recent dividend dates had occurred in recent time periods preceding settlement , reasoning that any of these events would cause certificates to be traded and ...
... analysis . We noted whether stock splits , tender offers , new issues , or recent dividend dates had occurred in recent time periods preceding settlement , reasoning that any of these events would cause certificates to be traded and ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange