Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 71.
2376. lappuse
... activity of the broker for the seller with the broker for the buyer . Today someone calls up and says , " I want to sell 100 shares . " His broker puts the order into the market , he waits for the seller's certificate to come in , and ...
... activity of the broker for the seller with the broker for the buyer . Today someone calls up and says , " I want to sell 100 shares . " His broker puts the order into the market , he waits for the seller's certificate to come in , and ...
2387. lappuse
... activity and still retain a legitimate role for regional exchanges . This would answer the problem of fragmenta- tion that is taking place in the marketplace . There would also be a lower cost structure for the entire securities ...
... activity and still retain a legitimate role for regional exchanges . This would answer the problem of fragmenta- tion that is taking place in the marketplace . There would also be a lower cost structure for the entire securities ...
2400. lappuse
... activity could be disbursed with less con- centration in one area of the country . In institutional transactions , the Central Certificate Service could remain for broker to broker transactions where large numbers of shares would be ...
... activity could be disbursed with less con- centration in one area of the country . In institutional transactions , the Central Certificate Service could remain for broker to broker transactions where large numbers of shares would be ...
2427. lappuse
... activity ( which cause certificates to circulate little ) , and slow transfer of title ( which reduces the number of certificates in circulation ) . A common pool of certificates , of course , theoretically makes ownership instantly ...
... activity ( which cause certificates to circulate little ) , and slow transfer of title ( which reduces the number of certificates in circulation ) . A common pool of certificates , of course , theoretically makes ownership instantly ...
2445. lappuse
... activities of the transfer agent cannot directly affect whether or not a particular trade or balance order fails . In practice , however , the selling broker may not receive the stock certificate from his customer in time for the ...
... activities of the transfer agent cannot directly affect whether or not a particular trade or balance order fails . In practice , however , the selling broker may not receive the stock certificate from his customer in time for the ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange