Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
2363. lappuse
... table of contents appears in parts 3 , 4 , and 5 ) PART 3 2 Hearings held on— Page October 18- October 19 . October 20_ October 26_ October 27__ November 16 . 1315 1413 1489 1537 1613 1639 November 17 . Statements of- 1711 Bevis ...
... table of contents appears in parts 3 , 4 , and 5 ) PART 3 2 Hearings held on— Page October 18- October 19 . October 20_ October 26_ October 27__ November 16 . 1315 1413 1489 1537 1613 1639 November 17 . Statements of- 1711 Bevis ...
2366. lappuse
... tables , exhibits , and charts ------ O. Making the Certificate Machine - Readable ( Discussion Paper , Sep- tember ... tables , and exhibits_ 1971 Y. Letter from Chairman Casey of SEC to Mr. Moss regarding fails , with charts , tables ...
... tables , exhibits , and charts ------ O. Making the Certificate Machine - Readable ( Discussion Paper , Sep- tember ... tables , and exhibits_ 1971 Y. Letter from Chairman Casey of SEC to Mr. Moss regarding fails , with charts , tables ...
2416. lappuse
... to review in some depth the technical details of the work and examine specific , statistical findings . Paul F. Ross Cambridge , Massachusetts April 1969 I Preface TABLE OF CONTENTS FOR VOLUME I Table of iv 2416 (II)
... to review in some depth the technical details of the work and examine specific , statistical findings . Paul F. Ross Cambridge , Massachusetts April 1969 I Preface TABLE OF CONTENTS FOR VOLUME I Table of iv 2416 (II)
2417. lappuse
... TABLE OF CONTENTS FOR VOLUME I Table of contents for Volumes I and II List of figures in Volumes I and II List of tables in Volumes I and II SUMMARY 1. FAILS : SOME DEFINITIONS AND THE PROBLEM Page !!! V ix X. xi 1 7 A DEFINITION OF THE ...
... TABLE OF CONTENTS FOR VOLUME I Table of contents for Volumes I and II List of figures in Volumes I and II List of tables in Volumes I and II SUMMARY 1. FAILS : SOME DEFINITIONS AND THE PROBLEM Page !!! V ix X. xi 1 7 A DEFINITION OF THE ...
2418. lappuse
... TABLE OF CONTENTS FOR VOLUME I ( Continued ) Page III . AN INDUSTRY VIEW OF THE CAUSES OF FAILS ( Cont . ) THE DYNAMIC INSTABILITY HYPOTHESIS THE HYPOTHESIS ABOUT MARKET ... TABLE OF CONTENTS FOR VOLUME II Table of contents vi 2418.
... TABLE OF CONTENTS FOR VOLUME I ( Continued ) Page III . AN INDUSTRY VIEW OF THE CAUSES OF FAILS ( Cont . ) THE DYNAMIC INSTABILITY HYPOTHESIS THE HYPOTHESIS ABOUT MARKET ... TABLE OF CONTENTS FOR VOLUME II Table of contents vi 2418.
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange