Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 33.
2415. lappuse
... Survey 1. David F. Beaber and Catherine E. Walsh did the complex , computer - aided data assembly , editing , and statistical analysis . Valuable support in finding information and coordinating its collection was given by staff at the ...
... Survey 1. David F. Beaber and Catherine E. Walsh did the complex , computer - aided data assembly , editing , and statistical analysis . Valuable support in finding information and coordinating its collection was given by staff at the ...
2418. lappuse
... 67 ACCURACY OF INDUSTRY KNOWLEDGE ABOUT CAUSES OF FAILS 67 FIVE GUIDELINES FOR JUDGING PROPOSED REMEDIES 69 APPENDIX A : PARTICIPATING FIRMS APPENDIX B : SURVEY SAMPLES 73 77 Preface TABLE OF CONTENTS FOR VOLUME II Table of contents vi ...
... 67 ACCURACY OF INDUSTRY KNOWLEDGE ABOUT CAUSES OF FAILS 67 FIVE GUIDELINES FOR JUDGING PROPOSED REMEDIES 69 APPENDIX A : PARTICIPATING FIRMS APPENDIX B : SURVEY SAMPLES 73 77 Preface TABLE OF CONTENTS FOR VOLUME II Table of contents vi ...
2422. lappuse
... about Causes of Fails with Survey Results 68 B - 1 Sample Characteristics for Survey 1 82 B - 2 Estimates of Average Size of Trades and Settlements in Three Markets 83 LIST OF TABLES VOLUME II - Table No. Page C xi 2422.
... about Causes of Fails with Survey Results 68 B - 1 Sample Characteristics for Survey 1 82 B - 2 Estimates of Average Size of Trades and Settlements in Three Markets 83 LIST OF TABLES VOLUME II - Table No. Page C xi 2422.
2424. lappuse
... surveys of trades which had occurred in August and September 1968. One survey examined the inter - city and inter - regional character of over - the - counter trading and clearing . Another survey , much the larger portion of the ...
... surveys of trades which had occurred in August and September 1968. One survey examined the inter - city and inter - regional character of over - the - counter trading and clearing . Another survey , much the larger portion of the ...
2425. lappuse
... survey data . Examination of the definition of a " fail " indicates that foregoing estimates of the dollar value of fails - to - receive are lower than those which would be made if uncompared trades - trades on which the selling ...
... survey data . Examination of the definition of a " fail " indicates that foregoing estimates of the dollar value of fails - to - receive are lower than those which would be made if uncompared trades - trades on which the selling ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange