Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 83.
2417. lappuse
... INVENTORY HYPOTHESIS 31 THE HYPOTHESIS ABOUT BROKER / DEALER PERFORMANCE IN CLERICAL WORK 32 THE HYPOTHESIS ABOUT EFFECTS OF BROKER / DEALER FISCAL MANAGEMENT 32 TABLE OF CONTENTS FOR VOLUME I ( Continued ) Page V 2417.
... INVENTORY HYPOTHESIS 31 THE HYPOTHESIS ABOUT BROKER / DEALER PERFORMANCE IN CLERICAL WORK 32 THE HYPOTHESIS ABOUT EFFECTS OF BROKER / DEALER FISCAL MANAGEMENT 32 TABLE OF CONTENTS FOR VOLUME I ( Continued ) Page V 2417.
2452. lappuse
... INVENTORY HYPOTHESIS Observers in the securities industry told us that trades in new issues are practically certain fails , that trades in infrequently traded stocks are likely to fail , and that transfer agents aggravate the fails ...
... INVENTORY HYPOTHESIS Observers in the securities industry told us that trades in new issues are practically certain fails , that trades in infrequently traded stocks are likely to fail , and that transfer agents aggravate the fails ...
2460. lappuse
... Inventory Hypothesis Several influences can reduce the certificates available for a security from which deliveries can be made . We carried the following information in our analysis : 9 number of shares outstanding 1. Sample B. See ...
... Inventory Hypothesis Several influences can reduce the certificates available for a security from which deliveries can be made . We carried the following information in our analysis : 9 number of shares outstanding 1. Sample B. See ...
2461. lappuse
... inventory and , as the inventory hypothesis goes , increase the probability of a fail . The Hypothesis About Broker / Dealer Clerical Work Industry opinion indicated that clerical errors in operations offices contributed to fails . To ...
... inventory and , as the inventory hypothesis goes , increase the probability of a fail . The Hypothesis About Broker / Dealer Clerical Work Industry opinion indicated that clerical errors in operations offices contributed to fails . To ...
2467. lappuse
... inventories Buyer does underwriting Buyer clears for others Buyer clears through others 21 22 23 24 25 26 27 28 Buyer obligation in fails 29 Settler exchange- assh me memberships basis funds Settler operates on Settler holds inventories ...
... inventories Buyer does underwriting Buyer clears for others Buyer clears through others 21 22 23 24 25 26 27 28 Buyer obligation in fails 29 Settler exchange- assh me memberships basis funds Settler operates on Settler holds inventories ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange