Study of the Securities Industry: Serial No. 92-37dU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 40.
2377. lappuse
... Code . The first one is in Article 9. The interest on the corporate records of the shareholder without a certificate would seemingly be a general intangible under Article 9 of the Code . If anyone is going to borrow on a general ...
... Code . The first one is in Article 9. The interest on the corporate records of the shareholder without a certificate would seemingly be a general intangible under Article 9 of the Code . If anyone is going to borrow on a general ...
2378. lappuse
... Code some vestiges of 19th century thinking . Experience under the Code has shown this thinking to be erroneous , and we can now move to put the liability on a minimum basis just as we do with the checks . I want to emphasize that the ...
... Code some vestiges of 19th century thinking . Experience under the Code has shown this thinking to be erroneous , and we can now move to put the liability on a minimum basis just as we do with the checks . I want to emphasize that the ...
2379. lappuse
... Code pro- visions that I think we would need . First , we need to define what a share interest is . Second , we will need to define what a transfer order is and what its requisites are . Third , we would want a provision for a signature ...
... Code pro- visions that I think we would need . First , we need to define what a share interest is . Second , we will need to define what a transfer order is and what its requisites are . Third , we would want a provision for a signature ...
2380. lappuse
... Code itself . Preceding the Code , we did have the Uniform Act for Simplification of Fiduciary transfers . It was enacted in 37 states ; it went through them within three years , 1959 , 1960 and 1961. That is a case where after the ...
... Code itself . Preceding the Code , we did have the Uniform Act for Simplification of Fiduciary transfers . It was enacted in 37 states ; it went through them within three years , 1959 , 1960 and 1961. That is a case where after the ...
2470. lappuse
... code 1 in Figure 6 , and that our sample includes trades which cleared as well as trades which failed . REVIEW OF GENERAL FINDINGS Several of the general findings from our study can be developed with the help of Table 7. Table 7 is a ...
... code 1 in Figure 6 , and that our sample includes trades which cleared as well as trades which failed . REVIEW OF GENERAL FINDINGS Several of the general findings from our study can be developed with the help of Table 7. Table 7 is a ...
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Alternative Trade Completion American Stock Exchange AMEX analysis Association of Securities average balance orders Banking Module benchmark borrowing Broker Module broker-to-broker fails broker-to-institution broker/dealer brokerage Buyer buying broker causes of fails changes cleared on settlement Clearing Corporation Clearing Members clerical correlation cost of fails Custodian daily deliver delivery priority DELIVERY.ORDER developed distribution dollar volume DUE-INS effect estimated factor fails-to-deliver fifth business firm groups firms free box incomplete transactions input INTEGER inventory margin million mutual funds NASD number of shares NYSE operations over-the-counter partial deliveries percent percentage procedures Rand Rand Corporation records reduced Sample Securities Dealers securities industry segregation requirements selling broker settlement day Settler settling SIMSCRIPT simulation model stock certificates stock clearing house stock clearing performance stock clearing system stock splits Table trade completion system trading volume transfer agent uncompared trades variables wrong denomination York City York Stock Exchange