STUDY OF THE SECURITIES INDUSTRY APPENDIX TO BEFORE THE SUBCOMMITTEE ON COMMERCE AND FINANCE OF THE COMMITTEE ON NINETY-SECOND CONGRESS FIRST SESSION OCTOBER 18, 19, 20, 26, 27; NOVEMBER 16, 17, 1971 Serial No. 92–37d Printed for the use of the U.S. GOVERNMENT PRINTING OFFICE WASHINGTON : 1972 67–228 O For sale by the Superintendent of Documents, U.S. Government Printing Office Washington, D.C. 20402 - Price $2.25 COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE HARLEY 0. STAGGERS, West Virginia, Chairman SAMUEL L. DEVINE, Ohio ANCHER NELSEN, Minnesota HASTINGS KEITH, Massachusetts JAMES T. BROYHILL, North Carolina JAMES HARVEY, Michigan TIM LEE CARTER, Kentucky CLARENCE J. BROWN, Ohio DAN KUYKENDALL, Tennessee FLETCHER THOMPSON, Georgia JAMES F. HASTINGS, New York JAMES M. COLLINS, Texas LOUIS FREY, JR., Florida RICHARD G. SHOUP, Montana W. E. WILLIAMSON, Clerk Professional Staff CHARLES B. CURTIS ROBERT F. GUTHRIE SUBCOMMITTEE ON COMMERCE AND FINANCE JOHN E. MOSS, California, Chairman JOHN WARE, Pennsylvania JOHN Y. MCCOLLISTER, Nebraska Staff WILLIAM H. PAINTER, Special Counsel JOHN N. BALAKOS, Professional Adviser ROBERT J. CANTER, Professional Adviser (II) |