Actual workload statistics for fiscal years 1957 and 1958 and comparison for 10month period ending Apr. 30, 1958 and 1959-Continued DIVISION OF TRADING AND EXCHANGES-Continued Market reports prepared for Commission use.. Exchange regulation activities: Review of proposed changes in the rules and regulations of exchanges.. Special studies of exchange practices and operations.. Amendments, notifications, and circulars of exchanges examined. Applications for unlisted trading privileges (number of issues).. Applications for termination of registrations Substantial equivalence cases.. Stock market statistics: Monthly statistical bulletins.. Weekly releases of stock market statistics. Reports on floor trading on New York exchanges. Exchange reports on other trading activities including odd-lot and round-lot trading, block purchases and sales, and monthly summaries of volume... Reports of put and call brokers and dealers association... Inquiries for statistical data.. Calculations on broker-dealer inspectors' work sheets.. Filings, less mutual funds, employees savings plans, American depositary receipts, etc., which do not require surveillance by this section. ATTACHMENT D Actual workload statistics for fiscal years 1957 and 1958 and comparison for 10month period ending Apr. 30, 1958 and 1959 ATTACHMENT E Summary statistics on administrative proceedings by type of proceeding Pending, July 1.. 4 6 10 0033 0032 2212 7 SECURITIES ACT OF 1933-SECTION 3(b)—REGULATION A Opened... Total. Closed..... Pending, June 30.... Rate of disposition, initial order to final order: (a) 3 months or less.. (b) More than 3 months but less than 6.. 69 5 6 (c) More than 6 months but less than 1 year. (d) More than 1 year.. Total cases closed.. SECURITIES EXCHANGE ACT OF 1934-SECTIONS 19(a) (2) AND 24(b) SECURITIES EXCHANGE ACT OF 1934-SECTIONS 15(b) AND 15A |