 ... if it finds that the enforcement of this title with respect to such securities is not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering ; but...  Decisions and Reports - 615. lappuseautors: United States. Securities and Exchange Commission - 1940Pilnskats - Par šo grāmatu
 | United States. Congress. Senate. Banking and Currency Committee - 1937 - 244 lapas
...thereafter issuable under the same indenture, or the limited character of the public offering; but no issue of securities shall be exempted under this subsection where the aggregate amount [of] at which such issue is offered to the public exceeds $250,000. (d) The Commission may, on application... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 lapas
...issuable under the same indenture, or by reason of the limited character of the public offering; but no issue of securities shall be exempted under this...which such issue is offered to the public exceeds $250,000. (d) The Commission may, on application by the issuer and after opportunity for hearing thereon,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 lapas
...issuable under the same indenture, or by reason of the limited character of the public offering; but no issue of securities shall be exempted under this...which such issue is offered to the public exceeds $250,000. (d) The Commission may, on application by the issuer and after opportunity for hearing thereon,... | |
 | United States. Securities and Exchange Commission - 1958 - 1232 lapas
...Investors by reason of the small amount Involved or the limited character of the public offering; but no Issue of securities shall be exempted under this...which such issue is offered to the public exceeds $300,000." Section 19 (a) of the Act authorizes the Commission, inter alia, "to make, amend, and rescind... | |
 | United States. Securities and Exchange Commission - 1953 - 1110 lapas
...amount Involved or the limited character of the public offering: but no issue of securities hall be exempted under this subsection where the aggregate...issue is offered to the public exceeds $100,000." By an amendment effective on Hay 1C, 1945, the aggregate offering price* prescribed by the statute... | |
 | United States. Securities and Exchange Commission - 1960 - 996 lapas
...underwriter was involved. Section 3(b) provides that no Issue of securities shall be exempted under that subsection where the aggregate amount at which such Issue Is offered to the public exceeds $300,000. 10 Rule 221 provided that copies of every communication prepared or authorized by the luner... | |
 | United States - 1953 - 1692 lapas
...investors by reason of the small amount involved or the limited character of the public offering; but s in any fraudulent, deceptive, or manipulative act...quotation. The Commission shall, for the purposes of $300,000. (May 27, 1933, ch. 38, title I, § 3, 48 Stat. 75; June 6, 1934, ch. 404, § 202. 48 Stat.... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 lapas
...investors by reason of the small amount involved or the limite<l character of the public offering; but no issue of securities shall be exempted under this...which such Issue is offered to the public exceeds $500,000. I think it will be seen that the matter is in the control of the Commission. The CHAIRMAN.... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 332 lapas
...the limited character of the public offering ; but no issue of securities shall be exempted vinder this subsection where the aggregate amount at which such issue is offered to the public exceeds $500,000. I think it will be seen that the matter is in the control of the Commission. The CHAIRMAN.... | |
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