Amendments to Securities Act of 1933. (exemption H.R. 5701 and H.R. 93191956 - 786 lappuses |
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85 percent amendment amount ARMSTRONG Authorized capitalization believe BENNETT bill brokers cash cents Chairman Colo Colorado commissions and discounts committee Company personnel Congress corporation cost of flotation CROMER dealers Denver disclosure drilling Emery County escrow Exchange Commission exemption expenses Federal Filed under Regulation financing fraud FRIEDEL full registration Grand County investment investor issuer KLEIN McNICHOLS Moab Montrose County NASD Nonassessable offering circular officers and directors operation original offering price Par value penny stocks person President and Director promotional Property information proposed prospectus protection provisions question Registered in Utah registration statement Remuneration of officers rules Salt Lake City San Juan County SCHENCK section 11 Securities Act Securities and Exchange sell Shares outstanding small business speculative Stock options TELLIER thing tion Total Transfer agent underwriters uranium companies Uranium Corp uranium issues uranium stocks Vice President WOODSIDE Yes Yes Yes
Populāri fragmenti
19. lappuse - ... by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements in the light of the circumstances under which they were made, not misleading...
494. lappuse - It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud...
741. lappuse - ... (unless it is proved that at the time of such acquisition he knew of such untruth or omission) may, either at law or in equity, in any court of competent jurisdiction...
10. lappuse - ... title with respect to such securities is not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering; but no issue of securities shall be exempted under this subsection where the aggregate amount at which such issue is offered to the public exceeds $300,000.
16. lappuse - ... (1) any person who within ten years has been convicted of any felony or misdemeanor involving the purchase or sale of any security...
741. lappuse - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
20. lappuse - Secretary shall be taken and held in all Courts to be as valid and binding as if due service had been made upon said applicant in the State of Kentucky.
720. lappuse - ... (a) In case any part of the registration statement, when such part became effective, contained an untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein not misleading, any person acquiring such security (unless it is proved that at the time of such acquisition he knew of such untruth or omission...
12. lappuse - AN ACT To provide full and fair disclosure of the character of securities sold in interstate and foreign commerce and through the mails, and to prevent frauds in the sale thereof, and for other purposes.
16. lappuse - ... from engaging in or continuing any conduct or practice in connection with any such activity, or in connection with the purchase or sale of any security...