Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1313. lappuse
... Transfer Associa- tion , Inc .: Letter dated November 19 , 1971 , explaining action taken by his organization in the problems of the securities industry . O'Connor , Bernard , article entitled " Optical Speed Reading " . Peat , Marwick ...
... Transfer Associa- tion , Inc .: Letter dated November 19 , 1971 , explaining action taken by his organization in the problems of the securities industry . O'Connor , Bernard , article entitled " Optical Speed Reading " . Peat , Marwick ...
1321. lappuse
... Transfer of ownership of the greatest practicable number of immobilized certificates by book - entry - with no ... transfers of ownership of the immobilized certificates will be accomplished by book - entries . There are those who are ...
... Transfer of ownership of the greatest practicable number of immobilized certificates by book - entry - with no ... transfers of ownership of the immobilized certificates will be accomplished by book - entries . There are those who are ...
1325. lappuse
... start of 1971 . The basic legislative change needed for the development and use of the central depository concept permitted transfer of title to shares 67-228 O 72 pt . 3 - 2 of stock by bookkeeping entry rather than by endorsement and ...
... start of 1971 . The basic legislative change needed for the development and use of the central depository concept permitted transfer of title to shares 67-228 O 72 pt . 3 - 2 of stock by bookkeeping entry rather than by endorsement and ...
1326. lappuse
... transfer of securities transac- tions . All of these matters are receiving vigorous top - priority atten- tion from the self - regulatory bodies . There doesn't seem to be reason to doubt the success of efforts now underway , and we do ...
... transfer of securities transac- tions . All of these matters are receiving vigorous top - priority atten- tion from the self - regulatory bodies . There doesn't seem to be reason to doubt the success of efforts now underway , and we do ...
1330. lappuse
... transfer of stock ownership by bookkeeping entry - was accompanied by another legal step of nearly equal significance . This provides that a valid pledge of securities within the central depository may also be created by book- keeping ...
... transfer of stock ownership by bookkeeping entry - was accompanied by another legal step of nearly equal significance . This provides that a valid pledge of securities within the central depository may also be created by book- keeping ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange