Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1312. lappuse
... stock certificate for use in interstate commerce-- Celler , Hon ! Emanuel : Letter dated November 12 , 1971 , to Richard W. McLaren , re concern of antitrust implications of the New York Stock Exchange_ Ernst , Martin L. , Vice ...
... stock certificate for use in interstate commerce-- Celler , Hon ! Emanuel : Letter dated November 12 , 1971 , to Richard W. McLaren , re concern of antitrust implications of the New York Stock Exchange_ Ernst , Martin L. , Vice ...
1313. lappuse
... Stock Transfer Associa- tion , Inc .: Letter dated November 19 , 1971 ... certificate__ Perkins , John H. , Chairman of the National Coordinating ... Stock Exchange-- Reply to letter of October 4 , 1971 , to Hon . John E. Moss , with ...
... Stock Transfer Associa- tion , Inc .: Letter dated November 19 , 1971 ... certificate__ Perkins , John H. , Chairman of the National Coordinating ... Stock Exchange-- Reply to letter of October 4 , 1971 , to Hon . John E. Moss , with ...
1314. lappuse
... Stock Certificates , with statistical tables , exhibits , and charts___ O. Making the Certificate Machine - Readable ( Discussion Paper , Sep- tember 9 , 1970 ) P. Research Report on Making the Certificate Machine - Readable_ Q. The ...
... Stock Certificates , with statistical tables , exhibits , and charts___ O. Making the Certificate Machine - Readable ( Discussion Paper , Sep- tember 9 , 1970 ) P. Research Report on Making the Certificate Machine - Readable_ Q. The ...
1315. lappuse
... stock certificates , the development of a machine - readable certificate and accompanying documents , and the development of a more efficient system for clearance , settlement , delivery , and transfer of securities . A later hearing ...
... stock certificates , the development of a machine - readable certificate and accompanying documents , and the development of a more efficient system for clearance , settlement , delivery , and transfer of securities . A later hearing ...
1317. lappuse
... stock certificate as it relates to the brokerage and banking industries and the possible approaches to improve the handling and processing of these certificates . At the outset I wish to reaffirm what has become obvious , that present ...
... stock certificate as it relates to the brokerage and banking industries and the possible approaches to improve the handling and processing of these certificates . At the outset I wish to reaffirm what has become obvious , that present ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange