Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1311. lappuse
... Statements of- Page 1315 1413 1489 1537 1613 1639 1711 1318 , 1413 , 1490 1712 Bevis , Herman W. , Executive Director , Banking and Securities In- dustry Committee__ Casey , Hon ... statement submitted by— Bevis , Herman W. Delahunty ,
... Statements of- Page 1315 1413 1489 1537 1613 1639 1711 1318 , 1413 , 1490 1712 Bevis , Herman W. , Executive Director , Banking and Securities In- dustry Committee__ Casey , Hon ... statement submitted by— Bevis , Herman W. Delahunty ,
1315. lappuse
... statements will , of course , be made a part of the record and the Chair , at this point , requests unanimous consent to in- clude such statements in the record as they are presented . Is there objection ? Hearing none , that will be ...
... statements will , of course , be made a part of the record and the Chair , at this point , requests unanimous consent to in- clude such statements in the record as they are presented . Is there objection ? Hearing none , that will be ...
1316. lappuse
... statement as submitted to the committee is brief . If you like , I can read it , or we can proceed past it if you wish . Mr. Moss . You may summarize the statement . The record has in- cluded in it all statements in their entirety . Mr ...
... statement as submitted to the committee is brief . If you like , I can read it , or we can proceed past it if you wish . Mr. Moss . You may summarize the statement . The record has in- cluded in it all statements in their entirety . Mr ...
1317. lappuse
... statement follows :) STATEMENT OF JAMES J. NEEDHAM , COMMISSIONER , U.S. SECURITIES AND EXCHANGE COMMISSION Mr. Chairman and members of the subcommittee , I am glad to be here to dis- cuss with you the problem of the stock certificate ...
... statement follows :) STATEMENT OF JAMES J. NEEDHAM , COMMISSIONER , U.S. SECURITIES AND EXCHANGE COMMISSION Mr. Chairman and members of the subcommittee , I am glad to be here to dis- cuss with you the problem of the stock certificate ...
1318. lappuse
... STATEMENT OF HERMAN W. BEVIS , EXECUTIVE DIRECTOR , BANKING AND SECURITIES INDUSTRY COMMITTEE Mr. BEVIS . Mr. Chairman and members of the committee , my name is Herman W. Bevis , executive director of the Banking and Securi- ties ...
... STATEMENT OF HERMAN W. BEVIS , EXECUTIVE DIRECTOR , BANKING AND SECURITIES INDUSTRY COMMITTEE Mr. BEVIS . Mr. Chairman and members of the committee , my name is Herman W. Bevis , executive director of the Banking and Securi- ties ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange