Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1326. lappuse
... settlement , and transfer of securities transac- tions . All of these matters are receiving vigorous top - priority atten- tion from the self - regulatory bodies . There doesn't seem to be reason to doubt the success of efforts now ...
... settlement , and transfer of securities transac- tions . All of these matters are receiving vigorous top - priority atten- tion from the self - regulatory bodies . There doesn't seem to be reason to doubt the success of efforts now ...
1327. lappuse
... settlement against the broker's deliverable CCS positions , thereby eliminating movement of CCS - delivery paperwork and providing the basis for closer moni- toring of clearing members ' fails . Thus , at present , the exchange does not ...
... settlement against the broker's deliverable CCS positions , thereby eliminating movement of CCS - delivery paperwork and providing the basis for closer moni- toring of clearing members ' fails . Thus , at present , the exchange does not ...
1337. lappuse
... SETTLEMENT , DELIVERY , AND TRANSFER OF SECURITIES Before proceeding to a discussion of " the feasibility and desirability of develop- ing a central system for clearance , settlement and delivery , together with related transfer ...
... SETTLEMENT , DELIVERY , AND TRANSFER OF SECURITIES Before proceeding to a discussion of " the feasibility and desirability of develop- ing a central system for clearance , settlement and delivery , together with related transfer ...
1338. lappuse
... settlement of the appropriate money balances . During the first hundred years of New York Stock Exchange operations , brokerage firms themselves handled the delivery of and payment for securities on an individual basis and for cash ...
... settlement of the appropriate money balances . During the first hundred years of New York Stock Exchange operations , brokerage firms themselves handled the delivery of and payment for securities on an individual basis and for cash ...
1339. lappuse
... settlement - as to the total amount of deposit required of each individual Clearing Member ( in some cases more than ... settlement operation follows through to effect delivery of securities and settlement of money balances . Prior to ...
... settlement - as to the total amount of deposit required of each individual Clearing Member ( in some cases more than ... settlement operation follows through to effect delivery of securities and settlement of money balances . Prior to ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange