Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1314. lappuse
... Securities Depository System - Study of Canceled Stock Certificates , with statistical tables , exhibits , and charts___ O. Making the Certificate Machine - Readable ( Discussion Paper , Sep ... SECURITIES INDUSTRY MONDAY , OCTOBER 18 , VI.
... Securities Depository System - Study of Canceled Stock Certificates , with statistical tables , exhibits , and charts___ O. Making the Certificate Machine - Readable ( Discussion Paper , Sep ... SECURITIES INDUSTRY MONDAY , OCTOBER 18 , VI.
1317. lappuse
... SECURITIES AND EXCHANGE COMMISSION Mr. Chairman and members of the subcommittee , I am glad to be here to dis- cuss with you the problem of the stock certificate as it relates to the brokerage and banking industries and the possible ...
... SECURITIES AND EXCHANGE COMMISSION Mr. Chairman and members of the subcommittee , I am glad to be here to dis- cuss with you the problem of the stock certificate as it relates to the brokerage and banking industries and the possible ...
1318. lappuse
... industry and possible avenues of improvement . The question we face today , however , is not what has been done but what needs to be done . We have read the testimony of the other witnesses who appear today . Most of what they say is ...
... industry and possible avenues of improvement . The question we face today , however , is not what has been done but what needs to be done . We have read the testimony of the other witnesses who appear today . Most of what they say is ...
1321. lappuse
... securities industry and , as such , outside the scope of BASIC , which confines itself to matters involving both the banking and securities industries . I am attaching to this statement as Exhibit A brief answers to your specific ...
... securities industry and , as such , outside the scope of BASIC , which confines itself to matters involving both the banking and securities industries . I am attaching to this statement as Exhibit A brief answers to your specific ...
1323. lappuse
... securities owner- ship and changes therein by book - entry that becomes paramount . Centralized ownership ... industry's operating problems in 1968-69 . One needs to know how much this solution will help . A very high percentage of physical ...
... securities owner- ship and changes therein by book - entry that becomes paramount . Centralized ownership ... industry's operating problems in 1968-69 . One needs to know how much this solution will help . A very high percentage of physical ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange