Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.5. rezultāts no 100.
1312. lappuse
... record by- American Stock Exchange : List of all members and top staff , including their places of residence and business addresses _ _ 1496 Banking and Securities Industry Committee ( BASIC ) : List of all members and top staff ...
... record by- American Stock Exchange : List of all members and top staff , including their places of residence and business addresses _ _ 1496 Banking and Securities Industry Committee ( BASIC ) : List of all members and top staff ...
1315. lappuse
... record and the Chair , at this point , requests unanimous consent to in- clude such statements in the record as they are presented . Is there objection ? Hearing none , that will be the order of the committee . I appreciate the ...
... record and the Chair , at this point , requests unanimous consent to in- clude such statements in the record as they are presented . Is there objection ? Hearing none , that will be the order of the committee . I appreciate the ...
1316. lappuse
... record clear and simplify the task of the reporter , please identify yourself before presenting your remarks and also later in the discussion , if this seems necessary . We are pleased to have with us this morning as panelists ...
... record clear and simplify the task of the reporter , please identify yourself before presenting your remarks and also later in the discussion , if this seems necessary . We are pleased to have with us this morning as panelists ...
1317. lappuse
... record , frankly , to assist us in making a final determination as to the participation of the Federal Government ... records of broker - dealers , and most recently with preparation of rules governing the custody and use of free credit ...
... record , frankly , to assist us in making a final determination as to the participation of the Federal Government ... records of broker - dealers , and most recently with preparation of rules governing the custody and use of free credit ...
1320. lappuse
... record the exhibits attached to your statement . Is there objection ? Hearing none , the record will 1320.
... record the exhibits attached to your statement . Is there objection ? Hearing none , the record will 1320.
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange