Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
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1.5. rezultāts no 68.
1321. lappuse
... receiving them from , brokers via CCS . CCS recently announced the conclusion of arrangements with banks in several other states to participate in its book - entry broker collateral loan program . It is discussing with out - of - state ...
... receiving them from , brokers via CCS . CCS recently announced the conclusion of arrangements with banks in several other states to participate in its book - entry broker collateral loan program . It is discussing with out - of - state ...
1322. lappuse
... receiving securities by book - entry for New York transactions . CCS is also discussing with several dealers not NYSE members - the possibility of their becoming depositors . Thus , CCS is already becoming an interstate facility for ...
... receiving securities by book - entry for New York transactions . CCS is also discussing with several dealers not NYSE members - the possibility of their becoming depositors . Thus , CCS is already becoming an interstate facility for ...
1324. lappuse
... received to this Discussion Paper were strong questions as to whether or not OCR equipment - particularly low - cost reading equipment was as ready for an extensive machine - readable cretificate system as the Dis- cussion Paper ...
... received to this Discussion Paper were strong questions as to whether or not OCR equipment - particularly low - cost reading equipment was as ready for an extensive machine - readable cretificate system as the Dis- cussion Paper ...
1326. lappuse
... receiving vigorous top - priority atten- tion from the self - regulatory bodies . There doesn't seem to be reason to doubt the success of efforts now underway , and we do not see prospective advantage to Federal legislation that would ...
... receiving vigorous top - priority atten- tion from the self - regulatory bodies . There doesn't seem to be reason to doubt the success of efforts now underway , and we do not see prospective advantage to Federal legislation that would ...
1332. lappuse
... receiving vigorous top - priority attention from the self - regulatory bodies . There does not appear to be any reason to doubt the success of efforts now under way and , therefore , we presently do not see prospective advantage to ...
... receiving vigorous top - priority attention from the self - regulatory bodies . There does not appear to be any reason to doubt the success of efforts now under way and , therefore , we presently do not see prospective advantage to ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange