Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
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1.–5. rezultāts no 100.
1320. lappuse
... reason for this is that some two - thirds to three - quarters of the securities handling prob- lems of the entire country , so far as our studies show , are centered in New York City . Last month , a memorandum of understanding was ...
... reason for this is that some two - thirds to three - quarters of the securities handling prob- lems of the entire country , so far as our studies show , are centered in New York City . Last month , a memorandum of understanding was ...
1321. lappuse
... reason why we are so confident as to dramatic , near- term benefits from a CSDS - is the Central Certificate Service of the New York Stock Exchange . CCS is a very large depository . It is in successful operation . Right now , it holds ...
... reason why we are so confident as to dramatic , near- term benefits from a CSDS - is the Central Certificate Service of the New York Stock Exchange . CCS is a very large depository . It is in successful operation . Right now , it holds ...
1323. lappuse
... reason why this could be so is that , under a comprehensive depository system , the physical location of immobilized certificates becomes of minimal importance . It is the system for maintaining records of securities owner- ship and ...
... reason why this could be so is that , under a comprehensive depository system , the physical location of immobilized certificates becomes of minimal importance . It is the system for maintaining records of securities owner- ship and ...
1326. lappuse
... reason to doubt the success of efforts now underway , and we do not see prospective advantage to Federal legislation that would attempt to preempt the field in this area . 2. DEVELOPMENT OF A MACHINE - READABLE CERTIFICATE AND ...
... reason to doubt the success of efforts now underway , and we do not see prospective advantage to Federal legislation that would attempt to preempt the field in this area . 2. DEVELOPMENT OF A MACHINE - READABLE CERTIFICATE AND ...
1332. lappuse
... reason to doubt the success of efforts now under way and , therefore , we presently do not see prospective advantage to federal legislation that would attempt to pre - empt the field in this area . Current Expansion Plans Work is ...
... reason to doubt the success of efforts now under way and , therefore , we presently do not see prospective advantage to federal legislation that would attempt to pre - empt the field in this area . Current Expansion Plans Work is ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange