Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1324. lappuse
... question of making the certificate and accompanying documents machine- readable , by the Optical Character ... questions as to whether or not OCR equipment - particularly low - cost reading equipment— was as ready for an extensive ...
... question of making the certificate and accompanying documents machine- readable , by the Optical Character ... questions as to whether or not OCR equipment - particularly low - cost reading equipment— was as ready for an extensive ...
1342. lappuse
... question of whether , in the absence of complete standardiza- tion of existing systems - i.e . , the anticipated continued use of both the daily balance order system and the continuous netting system to serve the varied needs of the ...
... question of whether , in the absence of complete standardiza- tion of existing systems - i.e . , the anticipated continued use of both the daily balance order system and the continuous netting system to serve the varied needs of the ...
1364. lappuse
... questions by the Com- mittee and other panelists concerning our views as to the development of de- positories , the ... question or doubt that a national system of depositories for stock certificates is desirable . Our participation in ...
... questions by the Com- mittee and other panelists concerning our views as to the development of de- positories , the ... question or doubt that a national system of depositories for stock certificates is desirable . Our participation in ...
1383. lappuse
... question " What can we do today for the securities industry ? " We of SCI - TEK , in conclusion of our testimony before this committee , thank you once again for allowing us to participate in this discussion . We are all well aware of ...
... question " What can we do today for the securities industry ? " We of SCI - TEK , in conclusion of our testimony before this committee , thank you once again for allowing us to participate in this discussion . We are all well aware of ...
1384. lappuse
... question which must come about and that is " How do we at this present stage know who owns what and is he the actual owner ? ” The transfer agents can now give a complete data base of lost , stolen , and missing securities , wherein ...
... question which must come about and that is " How do we at this present stage know who owns what and is he the actual owner ? ” The transfer agents can now give a complete data base of lost , stolen , and missing securities , wherein ...
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Bieži izmantoti vārdi un frāzes
accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange