Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1313. lappuse
... proposals for dealing with security certificate__ Perkins , John H. , Chairman of the National Coordinating Group for ... proposed legislation , legislative comments , etc. , prior to or simultaneously with submitting such material to ...
... proposals for dealing with security certificate__ Perkins , John H. , Chairman of the National Coordinating Group for ... proposed legislation , legislative comments , etc. , prior to or simultaneously with submitting such material to ...
1346. lappuse
... proposed solutions . The purpose of this Summary is to highlight what we consider to be key recommendations for problem solu- tion . We do this in expectation that the Subcommittee is primarily concerned with solutions rather than an ...
... proposed solutions . The purpose of this Summary is to highlight what we consider to be key recommendations for problem solu- tion . We do this in expectation that the Subcommittee is primarily concerned with solutions rather than an ...
1370. lappuse
... proposed and recommended a Standard Man - Machine Processable Transfer Instruction Form , Batch Control Ticket , Broker Comparison Form , and Security Transaction Record . It also recommended the development of a Financial Industry ...
... proposed and recommended a Standard Man - Machine Processable Transfer Instruction Form , Batch Control Ticket , Broker Comparison Form , and Security Transaction Record . It also recommended the development of a Financial Industry ...
1374. lappuse
... proposed Service Corporation would , of course , be the Central Certificate Service , the present depsitory developed and run by the New York Stock Exchange . When Central Certificate Service was conceived , it represented a farsighted ...
... proposed Service Corporation would , of course , be the Central Certificate Service , the present depsitory developed and run by the New York Stock Exchange . When Central Certificate Service was conceived , it represented a farsighted ...
1375. lappuse
... proposed Securities Industry Service Corporation is created with at least these elements , numerous current problems ... proposal which the remainder of the Board deemed beneficial to the industry and to the public at large . STRUCTURE A ...
... proposed Securities Industry Service Corporation is created with at least these elements , numerous current problems ... proposal which the remainder of the Board deemed beneficial to the industry and to the public at large . STRUCTURE A ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange