Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
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1.5. rezultāts no 99.
1315. lappuse
... possible to achieve an interchange of views , both between this sub- committee and the panelists and between the panelists themselves . At the outset , each panelist has been asked to present a brief summary of his views . The written ...
... possible to achieve an interchange of views , both between this sub- committee and the panelists and between the panelists themselves . At the outset , each panelist has been asked to present a brief summary of his views . The written ...
1317. lappuse
... possible approaches to improve the handling and processing of these certificates . At the outset I wish to reaffirm what has become obvious , that present methods of handling the stock certificate are out- moded and inefficient . The ...
... possible approaches to improve the handling and processing of these certificates . At the outset I wish to reaffirm what has become obvious , that present methods of handling the stock certificate are out- moded and inefficient . The ...
1318. lappuse
... possible avenues of improvement . The question we face today , however , is not what has been done but what needs to be done . We have read the testimony of the other witnesses who appear today . Most of what they say is not new to us ...
... possible avenues of improvement . The question we face today , however , is not what has been done but what needs to be done . We have read the testimony of the other witnesses who appear today . Most of what they say is not new to us ...
1323. lappuse
... possible in helping build regional CSDSs which would tie in with the one developed in New York and vice versa . Research to date indicates that perhaps some three - quarters of all certificate handling among broker / dealers and banks ...
... possible in helping build regional CSDSs which would tie in with the one developed in New York and vice versa . Research to date indicates that perhaps some three - quarters of all certificate handling among broker / dealers and banks ...
1324. lappuse
... possible earlier . The greatest benefits of machine - readable certificates would have been derived by procedures applied to large accumulations of certificates in bulk without any attachments , mostly in brokers ' hands but to some ...
... possible earlier . The greatest benefits of machine - readable certificates would have been derived by procedures applied to large accumulations of certificates in bulk without any attachments , mostly in brokers ' hands but to some ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange