Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
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1.–5. rezultāts no 70.
1370. lappuse
... person becomes eligible to work in the vault . This means that a bank should be forecasting its vault labor requirements three or more years in advance if it hopes to meet increases in volume without loss of control . This leads to the ...
... person becomes eligible to work in the vault . This means that a bank should be forecasting its vault labor requirements three or more years in advance if it hopes to meet increases in volume without loss of control . This leads to the ...
1388. lappuse
... person to be contacted for verification . Our exhibits attached to this testimony will provide complete details as to how the SCI - TEK Securi- ties Validation System functions . - A live demonstration of the SCI - TEK Securities Vali ...
... person to be contacted for verification . Our exhibits attached to this testimony will provide complete details as to how the SCI - TEK Securi- ties Validation System functions . - A live demonstration of the SCI - TEK Securities Vali ...
1389. lappuse
... person- nel in the brokerage industry to include background checks , fingerprinting , and the like . We also support the other measures recommended by the Exchange including .central certificate clearing . But , SCI - TEK submits that ...
... person- nel in the brokerage industry to include background checks , fingerprinting , and the like . We also support the other measures recommended by the Exchange including .central certificate clearing . But , SCI - TEK submits that ...
1417. lappuse
... persons who may be adversely affected by NCC action . The NASD has also submitted to the Commission pro- posed rules which , among other things , provide standards regarding who may ob- tain access to the system and the applicable rates ...
... persons who may be adversely affected by NCC action . The NASD has also submitted to the Commission pro- posed rules which , among other things , provide standards regarding who may ob- tain access to the system and the applicable rates ...
1418. lappuse
... person aggrieved thereby filed within 30 days after such action has been taken or within such longer period as the Commission may determine . In any proceeding for such review , if the Commission , after appropriate notice and ...
... person aggrieved thereby filed within 30 days after such action has been taken or within such longer period as the Commission may determine . In any proceeding for such review , if the Commission , after appropriate notice and ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange