Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1326. lappuse
... period on the way to the development of a central securities depository , or whether such a depository would preempt the usefulness of a machine- readable certificate and render the latter economically unfeasible . The progress and ...
... period on the way to the development of a central securities depository , or whether such a depository would preempt the usefulness of a machine- readable certificate and render the latter economically unfeasible . The progress and ...
1334. lappuse
... period on the way to the development of a central securities depository— or whether such a depository would pre - empt the usefulness of a machine- readable certificate and render the latter economically unfeasible . The earliest ...
... period on the way to the development of a central securities depository— or whether such a depository would pre - empt the usefulness of a machine- readable certificate and render the latter economically unfeasible . The earliest ...
1336. lappuse
... period ; severely limits space for attachment of stamps ; and forbids customary affixing of associated docu- ments by pin or staple . Finally , it was judged that conversion to a punch - card certificate would be most disruptive and ...
... period ; severely limits space for attachment of stamps ; and forbids customary affixing of associated docu- ments by pin or staple . Finally , it was judged that conversion to a punch - card certificate would be most disruptive and ...
1337. lappuse
... period . In December 1970 , BASIC informally recommended abandonment of the machine - readable certificate project , citing progress being made toward the establishment of the central depository and the new likelihood that certificates ...
... period . In December 1970 , BASIC informally recommended abandonment of the machine - readable certificate project , citing progress being made toward the establishment of the central depository and the new likelihood that certificates ...
1339. lappuse
... period encompassed the first four business days following the day of the transaction . This was extended to five days at the time when the securities industry was experiencing severe opera- tional difficulties to give firms additional ...
... period encompassed the first four business days following the day of the transaction . This was extended to five days at the time when the securities industry was experiencing severe opera- tional difficulties to give firms additional ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange