Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1317. lappuse
... participation of the Federal Government . Mr. Moss . Thank you very much . ( The prepared statement follows :) STATEMENT OF JAMES J. NEEDHAM , COMMISSIONER , U.S. SECURITIES AND EXCHANGE COMMISSION Mr. Chairman and members of the ...
... participation of the Federal Government . Mr. Moss . Thank you very much . ( The prepared statement follows :) STATEMENT OF JAMES J. NEEDHAM , COMMISSIONER , U.S. SECURITIES AND EXCHANGE COMMISSION Mr. Chairman and members of the ...
1318. lappuse
... participation in this area . Mr. Moss . Our next witness is Mr. Herman W. Bevis . STATEMENT OF HERMAN W. BEVIS , EXECUTIVE DIRECTOR , BANKING AND SECURITIES INDUSTRY COMMITTEE Mr. BEVIS . Mr. Chairman and members of the committee , my ...
... participation in this area . Mr. Moss . Our next witness is Mr. Herman W. Bevis . STATEMENT OF HERMAN W. BEVIS , EXECUTIVE DIRECTOR , BANKING AND SECURITIES INDUSTRY COMMITTEE Mr. BEVIS . Mr. Chairman and members of the committee , my ...
1320. lappuse
... participate as direct de- positors or via correspondents , and be able to accomplish the proc- essing of securities transactions by book entry . BASIC's first priority has been to try to establish a comprehensive depository in New York ...
... participate as direct de- positors or via correspondents , and be able to accomplish the proc- essing of securities transactions by book entry . BASIC's first priority has been to try to establish a comprehensive depository in New York ...
1321. lappuse
... participating in a book - entry broker col- lateral loan program via CCS for some time now , at the same time acting ... participate in its book - entry broker collateral loan program . It is discussing with out - of - state banks , and ...
... participating in a book - entry broker col- lateral loan program via CCS for some time now , at the same time acting ... participate in its book - entry broker collateral loan program . It is discussing with out - of - state banks , and ...
1322. lappuse
... participants other than an exchange . Stock Clearing Corporation , of which CCS is now a part , would continue to ... participation by the Task Force of BASIC . We believe that we are not optimistic in predicting that a NYCSDS will be ...
... participants other than an exchange . Stock Clearing Corporation , of which CCS is now a part , would continue to ... participation by the Task Force of BASIC . We believe that we are not optimistic in predicting that a NYCSDS will be ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange