Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1324. lappuse
... matter up . Members of the Task Force visited almost every maker of OCR reading equipment who to our knowledge had asserted that they were ready for the problem . All equipment was tested with actual engraved certificates imprinted with ...
... matter up . Members of the Task Force visited almost every maker of OCR reading equipment who to our knowledge had asserted that they were ready for the problem . All equipment was tested with actual engraved certificates imprinted with ...
1331. lappuse
... matter as a question of top priority , and draft legislation is being prepared for submission to the New York State Legislature , which would be designed to overcome problems of this sort . This is a procedure which ultimately will have ...
... matter as a question of top priority , and draft legislation is being prepared for submission to the New York State Legislature , which would be designed to overcome problems of this sort . This is a procedure which ultimately will have ...
1345. lappuse
... matter of Federal Government involvement . We recommend legislation by the Congress to exempt the applica- tion of State or municipal transfer taxes to transactions taking place outside that State or municipality . Our recommendation ...
... matter of Federal Government involvement . We recommend legislation by the Congress to exempt the applica- tion of State or municipal transfer taxes to transactions taking place outside that State or municipality . Our recommendation ...
1357. lappuse
... matter for the securities industry , not only to advance immobilization of the stock certifi- cate but to facilitate the clearance and settlement of securities transactions . The adoption of machine - readable certificates prior to the ...
... matter for the securities industry , not only to advance immobilization of the stock certifi- cate but to facilitate the clearance and settlement of securities transactions . The adoption of machine - readable certificates prior to the ...
1362. lappuse
... matter . Our testimony also discusses machine - readable certificates . NCC makes no claim to expertise in this area , although it recognizes prob- lems , both with regard to the questionable state of the art regarding optical scanning ...
... matter . Our testimony also discusses machine - readable certificates . NCC makes no claim to expertise in this area , although it recognizes prob- lems , both with regard to the questionable state of the art regarding optical scanning ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange