Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1319. lappuse
... major portion of the problems in processing securities transactions . This has already been done to a very large degree among brokers by CCS , it is done in a comprehensive way in Europe , particularly in France and Germany , where ...
... major portion of the problems in processing securities transactions . This has already been done to a very large degree among brokers by CCS , it is done in a comprehensive way in Europe , particularly in France and Germany , where ...
1320. lappuse
... major steps toward that com- mon goal . Essentially , we are going to have the New York Stock Exchange spin off CCS , put it into a more comprehensive depository owned and managed by its depositors , which will at the outset mostly ...
... major steps toward that com- mon goal . Essentially , we are going to have the New York Stock Exchange spin off CCS , put it into a more comprehensive depository owned and managed by its depositors , which will at the outset mostly ...
1325. lappuse
... major topics to be con- sidered at the hearings . I have already submitted a 44 - page statement— with exhibits — which gives the exchange's views in detail on the three subjects . For purposes of today's hearings , I will briefly ...
... major topics to be con- sidered at the hearings . I have already submitted a 44 - page statement— with exhibits — which gives the exchange's views in detail on the three subjects . For purposes of today's hearings , I will briefly ...
1327. lappuse
... major effort toward the establishment of the comprehensive securities depository system . 3. DEVELOPMENT OF A MORE EFFICIENT SYSTEM FOR CLEARANCE , SETTLE- MENT , DELIVERY , AND TRANSFER OF SECURITIES Essentially , two types of stock ...
... major effort toward the establishment of the comprehensive securities depository system . 3. DEVELOPMENT OF A MORE EFFICIENT SYSTEM FOR CLEARANCE , SETTLE- MENT , DELIVERY , AND TRANSFER OF SECURITIES Essentially , two types of stock ...
1328. lappuse
... major topics to be considered at the hearings scheduled for October 18 and October 19 , 1971. The remainder of this statement will present the Exchange's views on these three topics : I. Devel- opment of Depositories ; II . Development ...
... major topics to be considered at the hearings scheduled for October 18 and October 19 , 1971. The remainder of this statement will present the Exchange's views on these three topics : I. Devel- opment of Depositories ; II . Development ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange