Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1313. lappuse
... legislation , legislative comments , etc. , prior to or simultaneously with submitting such material to Congress – – Letter dated October 20 , 1971 , from Hon . John E. Moss to the Chief Justice of the United States , asking his views ...
... legislation , legislative comments , etc. , prior to or simultaneously with submitting such material to Congress – – Letter dated October 20 , 1971 , from Hon . John E. Moss to the Chief Justice of the United States , asking his views ...
1326. lappuse
... legislation is included in article 8 of the Uniform Commercial Code and consists essentially of section 8-320 . In order that the shares of all U.S. corporations might be included in the central depository , the new law had to be ...
... legislation is included in article 8 of the Uniform Commercial Code and consists essentially of section 8-320 . In order that the shares of all U.S. corporations might be included in the central depository , the new law had to be ...
1329. lappuse
... legislation in all 50 states to establish the valid trans- fer of title to shares of stock by bookkeeping entry . The name , Central Certificate Service , was adopted in 1964 , and the initial target date for implementing the first ...
... legislation in all 50 states to establish the valid trans- fer of title to shares of stock by bookkeeping entry . The name , Central Certificate Service , was adopted in 1964 , and the initial target date for implementing the first ...
1330. lappuse
... Legislative Problems As already noted , the basic legislative change required to permit the develop- ment and use of the central depository concept was adoption of legislation pro- viding for transfer of title to shares of stock by ...
... Legislative Problems As already noted , the basic legislative change required to permit the develop- ment and use of the central depository concept was adoption of legislation pro- viding for transfer of title to shares of stock by ...
1331. lappuse
... legislation was included in Article 8 of the Uniform Commercial Code and consists essentially of Section 8-320 . In order that the shares of all United States corporations might be included in the central depository , the new law had to ...
... legislation was included in Article 8 of the Uniform Commercial Code and consists essentially of Section 8-320 . In order that the shares of all United States corporations might be included in the central depository , the new law had to ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange