Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1317. lappuse
... interest . It is that interest which is the foremost responsibility of the Commission . The Exchange Act charges the Commission with a broad range of responsibility over the exchange markets , the over - the - counter market , and the ...
... interest . It is that interest which is the foremost responsibility of the Commission . The Exchange Act charges the Commission with a broad range of responsibility over the exchange markets , the over - the - counter market , and the ...
1318. lappuse
... interest . Our efforts to work with BASIC , the NCC , the national and regional securities ex- changes and others are continuing . But time is short and it is necessary that there be continuous and rapid movement toward the eventual ...
... interest . Our efforts to work with BASIC , the NCC , the national and regional securities ex- changes and others are continuing . But time is short and it is necessary that there be continuous and rapid movement toward the eventual ...
1345. lappuse
... interest by the securities industry in working on a national basis to develop solutions to our problem . While we do not take the position that the Congress and the administration should leave us alone to solve our problems , we ...
... interest by the securities industry in working on a national basis to develop solutions to our problem . While we do not take the position that the Congress and the administration should leave us alone to solve our problems , we ...
1352. lappuse
... interest and effort by the securities in- dustry in working on a national basis to develop solutions to our problems . While we do not take the position that the Congress and Administration should leave us alone to solve our problems ...
... interest and effort by the securities in- dustry in working on a national basis to develop solutions to our problems . While we do not take the position that the Congress and Administration should leave us alone to solve our problems ...
1362. lappuse
... interest therein . The NASD has supported efforts of BASIC as the organization created and founded upon mutual and long - term com- mon interests of the banking and securities industries . To this end , the NASD has signed a memorandum ...
... interest therein . The NASD has supported efforts of BASIC as the organization created and founded upon mutual and long - term com- mon interests of the banking and securities industries . To this end , the NASD has signed a memorandum ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange