Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 98.
1317. lappuse
... going on with the activities of the various self - regulatory organizations , and we are reserving at the moment our final decision as to which , if any , of several techniques and proposals that will be presented to you this morning ...
... going on with the activities of the various self - regulatory organizations , and we are reserving at the moment our final decision as to which , if any , of several techniques and proposals that will be presented to you this morning ...
1320. lappuse
... going to have the New York Stock Exchange spin off CCS , put it into a more comprehensive depository owned and managed by its depositors , which will at the outset mostly include banks , but it should be available for mutual funds and ...
... going to have the New York Stock Exchange spin off CCS , put it into a more comprehensive depository owned and managed by its depositors , which will at the outset mostly include banks , but it should be available for mutual funds and ...
1327. lappuse
... a new field ? The exchange has been working in this field for years . We have spent some $ 25 million to get CCS going . Actually , that figure is $ 37 million ; $ 12 million in revenues have been collected from our 1327.
... a new field ? The exchange has been working in this field for years . We have spent some $ 25 million to get CCS going . Actually , that figure is $ 37 million ; $ 12 million in revenues have been collected from our 1327.
1342. lappuse
... going forward for the Pacific Coast and Midwest Stock Exchange clearing corporations to become members of CCS . The National Clearing Corporation has indicated an interest in develop- ing an interface between its own clearing functions ...
... going forward for the Pacific Coast and Midwest Stock Exchange clearing corporations to become members of CCS . The National Clearing Corporation has indicated an interest in develop- ing an interface between its own clearing functions ...
1369. lappuse
... going to have a paperwork problem of no small magnitude . It is for this reason we feel much more should be done to standard- ize the various documents associated with securities transactions . Furthermore , we would hope that the ...
... going to have a paperwork problem of no small magnitude . It is for this reason we feel much more should be done to standard- ize the various documents associated with securities transactions . Furthermore , we would hope that the ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange