Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1317. lappuse
... established the Commission assigned a senior staff member to sit on the Committee . When the list of CUSIP numbers was pub- lished the Commission advocated its adoption and adopted it for forms filed with the Commission . Others here ...
... established the Commission assigned a senior staff member to sit on the Committee . When the list of CUSIP numbers was pub- lished the Commission advocated its adoption and adopted it for forms filed with the Commission . Others here ...
1320. lappuse
... establish a comprehensive depository in New York City . The perfectly logical reason for this is that some two - thirds ... established a depository which is heading directly in line with our views , and I am sure Mr. Delahunty will tell ...
... establish a comprehensive depository in New York City . The perfectly logical reason for this is that some two - thirds ... established a depository which is heading directly in line with our views , and I am sure Mr. Delahunty will tell ...
1321. lappuse
... establishing the ownership of securities and of effecting changes therein has been developed and proved beyond doubt . We think that it would be very dangerous to pursue such a course . We do not by any means rule out the ultimate ...
... establishing the ownership of securities and of effecting changes therein has been developed and proved beyond doubt . We think that it would be very dangerous to pursue such a course . We do not by any means rule out the ultimate ...
1333. lappuse
... establish a central joint - industry author- ity to direct a coordinated effort aimed at preventing any future recurrence of the kind of paperwork problems which beset the industry during 1968 and 1969.3 Although BASIC's activities have ...
... establish a central joint - industry author- ity to direct a coordinated effort aimed at preventing any future recurrence of the kind of paperwork problems which beset the industry during 1968 and 1969.3 Although BASIC's activities have ...
1338. lappuse
... establish some form of clearing system which could eliminate the cumbersome and time - consuming methods prevailing in ... established the organization that ultimately became the New York Stock Exchange . ) George Leffler has succinctly ...
... establish some form of clearing system which could eliminate the cumbersome and time - consuming methods prevailing in ... established the organization that ultimately became the New York Stock Exchange . ) George Leffler has succinctly ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange