Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1333. lappuse
... determine securities and cash positions almost instantaneously . A full - time task force , including representatives of the participating securi- ties industry organizations and the Clearing House banks , has been assigned to carry out ...
... determine securities and cash positions almost instantaneously . A full - time task force , including representatives of the participating securi- ties industry organizations and the Clearing House banks , has been assigned to carry out ...
1336. lappuse
... determined to undertake a study of its own , using as its point of departure the various recommendations which had already been made by SIP , American Banknote and Lybrand : ( 1 ) The 4 " x 8 ' ' punch card . ( 2 ) The standard 8 ′′ x ...
... determined to undertake a study of its own , using as its point of departure the various recommendations which had already been made by SIP , American Banknote and Lybrand : ( 1 ) The 4 " x 8 ' ' punch card . ( 2 ) The standard 8 ′′ x ...
1341. lappuse
... determine whether the opportunity for minimizing fails , in itself , would justify the adoption of a continuous netting system by the NYSE and Amex . The ADL report discusses the question in some detail , concluding that the ex- pansion ...
... determine whether the opportunity for minimizing fails , in itself , would justify the adoption of a continuous netting system by the NYSE and Amex . The ADL report discusses the question in some detail , concluding that the ex- pansion ...
1363. lappuse
... determined to implement a nationwide clearance system using the net - by - net , or continuous net settlement philosophy . This system was judged to be the best , based upon geographical distribution of broker- dealers and nature of ...
... determined to implement a nationwide clearance system using the net - by - net , or continuous net settlement philosophy . This system was judged to be the best , based upon geographical distribution of broker- dealers and nature of ...
1365. lappuse
... determining the effects of this process . It does not appear conclusive that the state of the art in this area has been developed to a point where it is economically viable . If this con- clusion proves incorrect we would , of course ...
... determining the effects of this process . It does not appear conclusive that the state of the art in this area has been developed to a point where it is economically viable . If this con- clusion proves incorrect we would , of course ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange