Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1318. lappuse
... continuing . But time is short and it is necessary that there be continuous and rapid movement toward the eventual objectives . If future events indicate that programs now pending do not meet this test , then we will give consideration ...
... continuing . But time is short and it is necessary that there be continuous and rapid movement toward the eventual objectives . If future events indicate that programs now pending do not meet this test , then we will give consideration ...
1322. lappuse
... continue to compare , clear and settle trades and provide the other facilities and services ( other than CCS ) as at present . 2. Meanwhile , as an interim measure , NYSE as sole stockholder would agree to vote for directors in ...
... continue to compare , clear and settle trades and provide the other facilities and services ( other than CCS ) as at present . 2. Meanwhile , as an interim measure , NYSE as sole stockholder would agree to vote for directors in ...
1324. lappuse
... continue to be certificates flowing to and from individuals and others outside the " system . " As to these items passing through a broker or bank's hands in small quantities with papers attached - a machine - readable certificate never ...
... continue to be certificates flowing to and from individuals and others outside the " system . " As to these items passing through a broker or bank's hands in small quantities with papers attached - a machine - readable certificate never ...
1326. lappuse
... continues to monitor closely developments which may enhance the feasibility of converting documents which customarily are associated with the stock certificate in the overall securities handling process to a machine - readable form ...
... continues to monitor closely developments which may enhance the feasibility of converting documents which customarily are associated with the stock certificate in the overall securities handling process to a machine - readable form ...
1333. lappuse
... continue in tandem with CSDS planning . 3 The Committee is composed of the Presidents of the NYSE , Amex and NASD , the Chairmen of three major New York Clearing House Banks and as Executive Director , a retired Senior Partner of Price ...
... continue in tandem with CSDS planning . 3 The Committee is composed of the Presidents of the NYSE , Amex and NASD , the Chairmen of three major New York Clearing House Banks and as Executive Director , a retired Senior Partner of Price ...
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accounts agency amendments American Bankers Association American Stock Exchange antitrust authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Casey certificateless Chairman clearance clearing system Commission's Committee Congress cost CUSIP customers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues legislation letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures proposed punch card question record registrant regulation regulatory responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate subcommittee submitted tion trading transfer agent violations York Stock Exchange